US: Broker-Dealer settles Charges for excessive Trading www.findknowdo.com/news/07/30/2024/broker-dealer-settles-charges-excessive-trading 0 Share this:Click to share on LinkedIn (Opens in new window)Click to share on WhatsApp (Opens in new window)Click to share on Twitter (Opens in new window)Click to share on Facebook (Opens in new window) September 10, 2024 webmaster Banking, Regulatory, US Banking, Regulatory, US Luxembourg: Blockchain Law IV facilitating the Use of distributed Ledger Technology in dematerialised Securities Australia: Legal Fallout from the CrowdStrike Outage