www.findknowdo.com/news/11/30/2023/broker-dealer-fined-spoofing-u.s.-treasury-securities 0
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www.macfarlanes.com/what-we-think/in-depth/2023/no-fraudulent-misrepresentations-made-in-sale-of-rmbs-linked-notes/ 0
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The Duty to Register for Client Advisors of Foreign Financial Service Providers | Pestalozzi Attorneys at Law (pestalozzilaw.com) 0
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FSS Poised to Enhance Investigation of Short-Selling by Global Investment Banks (shinkim.com)News & Insights – BAE, KIM & LEE LLC (bkl.co.kr) 0
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SEC Adopts Short-Selling Transparency Rules (friedfrank.com) 0
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How Banks Can Stay on Top of Emerging A.I. Risks and Regulations | Phelps Dunbar LLP 0
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Mediating Banking Disputes – The Role of Senior Decision Makers – CEDR 0
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PRA and FCA remove bankers’ bonus cap – what should financial services firms do now?, Alice Greenwell, Lauren Evans, Amy Rentell (freshfields.com)The U.K. Abolishes the Bonus Cap for Banks | Paul Hastings LLPImmediate end of bankers’ bonus cap announced (shlegal.com)Big bonuses – share the wealth? (penningtonslaw.com)United Kingdom: Bankers...
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The Banker’s Duty of Confidentiality | Morton Fraser Lawyers | Edinburgh and Glasgow (morton-fraser.com) 0
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