www.findknowdo.com/news/05/15/2023/broker-dealer-settles-finra-charges-insufficient-minimum-net-capital 0
Continue reading
www.findknowdo.com/news/05/15/2023/broker-dealer-and-ceo-settle-finra-charges-reg-bi-and-supervision-violations See also:www.findknowdo.com/news/05/22/2023/broker-dealer-penalized-reg-bi-and-form-crs-failuresBroker-Dealer Fined for Reg BI Violations | Find Know Do 0
Continue reading
www.marval.com/publicacion/la-cnv-aprobo-un-reglamento-para-la-emision-de-futuros-basados-en-indice-bitcoin-15472&lang=en 0
Continue reading
www.findknowdo.com/news/05/08/2023/broker-dealer-settles-finra-charges-failure-oversee-outside-brokerage-accounts 0
Continue reading
www.findknowdo.com/news/05/01/2023/jpmorgan-chase-bank-assumes-first-republic-banks-deposits-and-nearly-all-assets See also:www.fticonsulting.com/insights/articles/has-regional-banking-crisis-passed-pausedwww.cadwalader.com/fin-news/index.php?nid=60&eid=485An Act amending Certain Laws to ensure Growth of the Financial Market and Protect Investors on that Market (Warzywniak – the “general store” act) – Law Firm Traple Konarski Podrecki and Partners 0
Continue reading
info.dechert.com/10/17720/uploads/artificial-intelligence—legal-and-regulatory-issues-for-financial-institutions.pdfwww.consumerfinancialserviceslawmonitor.com/2023/05/ai-impact-and-use-in-the-financial-services-industry-crossover-episode-with-regulatory-oversight-podcast/#page=1Financial Services and the increasing use of AI: a regulatory overview – Law Firm – Fox WilliamsHogan Lovells | About the AI HubArtificial Intelligence in Financial Services (taylorwessing.com)www.nautadutilh.com/en/information-centre/news/qai-what-financial-institutions-need-to-consider-when-using-aiwww.skadden.com/insights/publications/2023/12/how-regulators-worldwide-are-addressing-the-adoption-of-ai-in-financial-serviceswww.ey.com/en_ch/ai/how-to-navigate-global-trends-in-artificial-intelligence-regulationwww.vischer.com/en/knowledge/blog/part-8-ai-in-financial-institutions-opportunities-and-challenges/#page=1www.rpc.co.uk/rpc-ai-guide/ See also:www.regulatoryoversight.com/2023/05/ai-impact-and-use-in-the-financial-services-industry-part-four/#page=1insights.ropesgray.com/post/102if75/financial-services-banking-on-aiArtificial Intelligence: regulatory changes and the impact on the banking world | Morton Fraser Lawyers | Edinburgh and Glasgow...
Continue reading
www.skrine.com/insights/alerts/april-2023/securities-commission-malaysia-revises-guidelines 0
Continue reading
www.admin.ch/gov/en/start/documentation/media-releases.msg-id-94546.html 0
Continue reading