US: Bank to pay $37 million for alleged Foreign Exchange Violations
buckleyfirm.com/blog/2021-10-01/national-bank-pay-37-million-alleged-foreign-exchange-violations 0
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Colombia: Integral Risk Management System for Banks introduced (Span)
www.garrigues.com/es_ES/noticia/colombia-implementa-sistema-integral-administracion-riesgos-siar-sistema-administracion 0
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Chile: Tax Reform Project which cancels Tax Exemptions
www.garrigues.com/es_ES/noticia/chile-nuevo-proyecto-ley-elimina-exenciones-tributarias-fin-obtener-financiacion-sistemawww.bmaj.cl/es/publications/alerta-legal-proyecto-de-ley-modifica-exenciones-tributarias/www2.deloitte.com/cl/es/pages/tax/articles/proyecto-de-ley-que-reduce-o-elimina-exenciones-tributarias-para.htmlalessandri.legal/en/tax-modifications-in-the-short-pension-law-bill/ Update:www.ey.com/en_gl/tax-alerts/chile-enacts-tax-reform-to-fund-pension-reformwww.garrigues.com/es_ES/noticia/chile-aprueba-ley-reduce-exenciones-beneficios-tributarios-anade-hechos-gravados-financiarwww.bcn.cl/leychile/navegar?idNorma=1171923www.garrigues.com/sites/default/files/documents/post-pandemic_era_brings_slew_of_tax_reforms_in_latin_america_in_2021.pdfwww.internationaltaxreview.com/article/2aekq24gxlcnm1pvrej9c/sponsored/navigating-tax-developments-in-latin-america 0
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US: SEC charges Compliance Analyst and his Parents with Insider Trading
www.findknowdo.com/news/09/30/2021/sec-charges-compliance-analyst-insider-trading?utm 0
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Malaysia: BNM Draft of Policy Document on Bancassurance / Bancatakaful
www.skrine.com/insights/alerts/september-2021/bnm-issues-exposure-draft-of-policy-document-on-bawww.skrine.com/insights/alerts/october-2021/bank-negara-issues-exposure-draft-policy-document Upate:Skrine – Advocates & SolicitorsSkrine – Advocates & Solicitors 0
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Saudi Arabia: New Shariah Governance Rules for Financial Institutions – Do you need a Shariah Committee?
Click to access ksaconnectionsnewsletterseptember2021.pdf 0
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US: SEC Awards Whistleblower for independent Analysis – total Payouts since 2012 surpass $1 Billion
www.findknowdo.com/news/09/16/2021/sec-awards-whistleblower-independent-analysis-total-payouts-2012-surpass-1-billion?utmwww.sec.gov/news/press-release/2021-177?utm_medium=email&utm_source=govdelivery 0
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Belgium: Phishing – the Bank is liable
seeds.law/en/news-insights/phishing-the-bank-is-liable/ 0
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US: Foreign Banks advised to prepare for US AML reform
www.eversheds-sutherland.com/documents/global/switzerland/legalcompass/LC_2021_08_EN_Banking_Finance.pdfwww.ashurst.com/en/news-and-insights/legal-updates/the-long-arm-of-the-law-us-anti-money-laundering-reforms-and-their-implications/See also:bit.ly/3zgXVEs 0
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US: OCC hammers Wells Fargo with $250M Fine over Noncompliance
www.robinskaplan.com/resources/blog-posts/2021/09/financial-daily-dose-9102021-top-story-occ-hammers-wells-fargo-with-250m-fine-over-noncompliancebuckleyfirm.com/blog/2021-09-15/occ-issues-cease-and-desist-order-and-250-million-penalty-against-national-bank#page=1 0
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