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insightplus.bakermckenzie.com/bm/tax/spain-gives-in-to-tobin-tax-and-approves-financial-transaction-taxwww.whitecase.com/publications/alert/spain-tax-acquisitions-shares-major-spanish-listed-companieswww.cms-lawnow.com/ealerts/2020/11/new-taxes-in-spain-digital-services-tax-and-financial-transactions-tax?cc_lang=encms.law/es/esp/publication/tasa-google-y-tasa-tobin-nuevos-impuestos-en-espana 0
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March 23, 2021 webmaster
Banking, Spain, Tax
www.findknowdo.com/news/01/07/2021/broker-dealer-settles-finra-charges-recordkeeping-and-supervisory-failures?utmwww.finra.org/sites/default/files/fda_documents/2018059192701%20LPL%20Financial%20LLC%20CRD%206413%20AWC%20va.pdf 0
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March 23, 2021 webmaster
Banking, Regulatory, US
www.findknowdo.com/news/01/19/2021/bank-settles-fincen-charges-bsa-violations?utm 0
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March 18, 2021 webmaster
Banking, Money Laundring, Regulatory, US
www.arendt.com/jcms/p_62335/en/credit-institutions-and-investment-firms-impacted-by-key-cssf-circularwww.cms-lawnow.com/ealerts/2020/12/cssf-communique-relating-to-central-administration-internal-governance-and-risk-management?cc_lang=en 0
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March 17, 2021 webmaster
Banking, Luxembourg, Regulatory
bit.ly/3cxUVdCSee also:www.troutman.com/insights/the-rise-of-cryptocurrency-for-banks.html 0
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March 16, 2021 webmaster
Banking, Crypto Currencies, Regulatory, US
www.fintechandpayments.com/2021/01/sec-issues-guidance-for-broker-dealer-custody-of-digital-assets/#page=1www.findknowdo.com/news/12/23/2020/sec-requests-comment-broker-dealer-custody-digital-asset-securities?utmwww.vedderprice.com/investment-services-regulatory-update-april-2021 0
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March 15, 2021 webmaster
Banking, Crypto Currencies, US
www.dlapiperintelligence.com/investmentrules/blog/articles/2020/brexit-contingency-measures-in-spain-continuity-of-financial-services-agreements.html 0
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March 15, 2021 webmaster
Banking, Spain, UK
www.findknowdo.com/news/01/14/2021/occ-adopts-rule-ensure-fair-access-financial-services?utmbuckleyfirm.com/blog/2021-01-15/occ-releases-final-rule-ensure-fair-access-financial-services#page=1www.sidley.com/en/insights/newsupdates/2021/01/us-office-of-the-comptroller-of-the-currency-finalizes-fair-access-requirementswww.consumerfinancialserviceslawmonitor.com/2021/01/occ-finalizes-rule-requiring-large-banks-to-provide-fair-access-to-services-capital-and-credit/#page=1www.dlapiper.com/en/us/insights/publications/2021/01/occ-finalizes-rule-to-ensure-fair-access-to-financial-services/Update:www.findknowdo.com/news/01/28/2021/occ-postpones-publication-fair-access-rule?utmbuckleyfirm.com/blog/2021-01-29/occ-delays-fair-access-rule#page=1www.findknowdo.com/news/02/08/2021/crs-explores-effect-regulatory-freeze-publication-fair-access-rule?utm 0
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March 15, 2021 webmaster
Banking, Regulatory, US
www.findknowdo.com/news/01/11/2021/bank-settles-doj-and-sec-charges-fcpa-violations?utmNewsletter 0
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March 11, 2021 webmaster
Banking, US
www.findknowdo.com/news/01/07/2021/french-bank-settles-ofac-charges-syrian-sanctions-violationswww.addleshawgoddard.com/en/insights/insights-briefings/2021/corporate-crime–investigations-update/corporate-crime-update-8-january-2021/buckleyfirm.com/blog/2021-01-15/ofac-issues-syria-related-settlement-french-bank-85-million#page=1www.steptoeinternationalcomplianceblog.com/2021/01/ofac-asserts-jurisdiction-over-french-bankss-internal-transfers-and-foreign-exchange-transactions/#page=1See also:www.findknowdo.com/news/04/05/2021/ofac-issues-new-faqs-syria-related-sanctions?utmwww.findknowdo.com/news/08/27/2021/bank-and-parent-company-settle-ofac-charges-iranian-and-syrian-sanctions-violations?utmhsfnotes.com/sanctions/2021/08/31/ofac-enters-settlement-agreement-with-a-non-u-s-company-and-its-u-s-parent-company-related-to-violations-of-iran-and-syria-sanctions/#page=1buckleyfirm.com/blog/2021-09-01/ofac-reaches-settlement-romanian-bank-iranian-and-syrian-sanctions-violations#page=1 0
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March 5, 2021 webmaster
Banking, Sanctions, US
