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www.cms-lawnow.com/regzone/articles/2017/june/singapore-association-of-banks-updates-guidelines-for-outsourced-service-providers?cc_lang=en&ec_as=A077F5EFDA9341B8AB6DDC6F8E8B4CF6 www.mas.gov.sg/Regulations-and-Financial-Stability/Regulatory-and-Supervisory-Framework/Risk-Management/Operational-Risk.aspx abs.org.sg/industry-guidelines/outsourcing Click to access abs_outsource_guidelines.pdf 0
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July 10, 2017 webmaster
Banking, Regulatory, Singapore
www.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/enforcement-news/doc?refNo=17PR86 0
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July 7, 2017 webmaster
Banking, Hong Kong, Regulatory, Risk Management
buckleysandler.com/blog/2017-06-23/sfo-announces-charges-against-global-bank-and-four-former-executives-qatar-capital-raising-matter www.fieldfisher.com/publications/2017/06/sfo-announces-charges-in-barclays-qatar-capital-raising-case#sthash.qnVTHUqi.dpbs bit.ly/2rSaRxW 0
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July 5, 2017 webmaster
Banking, Litigation, Risk Management, UK
www.bdlawcorner.com/2017/06/rogue-brokers-the-numbers-do-not-tell-the-whole-story/ See also: bit.ly/2siryTz 0
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July 5, 2017 webmaster
Banking, Regulatory, Risk Management, US
bit.ly/2sulj2l www.natlawreview.com/article/sec-settles-charges-against-barclays-capital-overcharging-advisory-clients www.sec.gov/news/press-release/2017-98 0
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July 4, 2017 webmaster
Banking, Regulatory, Risk Management, US
www.bakermckenzie.com/en/insight/publications/2017/06/sfc-notifies-industry-of-licensing-concerns/ www.deacons.com.hk/news-and-insights/publications/more-on-%E2%80%98backdoor-licensing%E2%80%99.html 0
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June 28, 2017 webmaster
Banking, Hong Kong
Click to access fca-pra-whistleblowing-rules-uk-branches.pdf Update: The FCA’s Whistleblowing campaign – renewed focus globalinvestigationsreview.com/guide/the-practitioners-guide-global-investigations/2021/article/whistleblowers-the-uk-perspective 0
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June 19, 2017 admin
Banking, Corporate Governance, Risk Management, UK
Click to access Settlement%20of%20Irish%20Securities%20Post%20Brexit.PDF 0
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June 14, 2017 admin
Banking, European Union, Ireland, UK
www.tmf-group.com/en/news-insights/articles/2017/june/brazil-whistleblowing-channels/ 0
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June 14, 2017 admin
Banking, Brazil, Regulatory, Risk Management
Click to access Anti-MoneyLaunderingScrutinyIntensifiesonBothSidesoftheAtlantic.pdf globalinvestigationsreview.com/review/the-european-middle-eastern-and-african-investigations-review/2021/article/anti-money-laundering-trends-and-challenges 0
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June 12, 2017 admin
Banking, Money Laundring, Risk Management, US