www.jdsupra.com/legalnews/tackling-the-challenges-of-complying-88134/ www.jdsupra.com/legalnews/fincen-provides-exceptive-relief-from-81746/ www.jdsupra.com/legalnews/customer-due-diligence-and-fincen-s-43077/ www.shearman.com/perspectives/2018/05/fincens-customer-due-diligence-rule www.law.cornell.edu/cfr/text/31/1010.230 www.mofo.com/resources/publications/180516-customer-due-diligence.html Click to access SC_Publication_FinCEN_Issues_Frequently_Asked_Questions_Regarding_Customer_Due_Diligence_Requirements.pdf www.manatt.com/Insights/Newsletters/Financial-Services-Law/AML-News-FinCEN-Issues-Exceptions-to-Beneficial-Ow goo.gl/eYmYWP Click to access FinCEN%20Ruling%20CD%20and%20Loan%20Rollover%20Relief_FINAL%20508.pdf See also: goo.gl/RHvcJR goo.gl/qwTZj1 www.sidley.com/en/insights/newsupdates/2018/06/complying-with-fincen-customer-due-diligence-rulehttps://www.manatt.com/Insights/Newsletters/Financial-Services-Law/AML-News-FinCEN-Issues-Exceptions-to-Beneficial-Ow www.fredlaw.com/news__media/2018/09/04/1949/what_to_expect_under_the_new_fincen_beneficial_ownership_rule Update: www.fincen.gov/news/news-releases/extension-limited-exception-beneficial-ownership-requirements-legal-entity 0
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May 22, 2018 webmaster
Information Exchange, Ownership, Transparency, US
Click to access thepurloinedletter_2018_0.pdf 0
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May 21, 2018 webmaster
Family Business, Risk Management, US
goo.gl/RkuFmn www.piblaw.com/pib-law-blog/sec-launches-new-search-tool-SALI goo.gl/MCFTzf www.sec.gov/litigations/sec-action-look-up 0
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May 18, 2018 admin
Banking, Regulatory, US
Click to access perkins-coie-virtual-currency-3-26-18.pdf www.proskauer.com/blog/when-filing-taxes-dont-forget-virtual-currency-income home.kpmg.com/ca/en/home/insights/2018/03/taxation-of-virtual-currencies.html www.jdsupra.com/legalnews/taxation-and-virtual-currency-87403/ www.mwe.com/en/thought-leadership/publications/2018/11/cryptocurrency-may-be-subject-to www.akerman.com/en/perspectives/bitcoin-icos-and-the-irs.html www.jonesday.com/Blockchain-and-Tax-Navigating-Uncertainty-04-29-2019/ www.mwe.com/insights/the-legal-effect-of-irs-pronouncements-on-virtual-currency/ www.mwe.com/insights/can-a-virtual-currency-position-be-treated-as-a-commodity-for-tax-purposes/ Cryptocurrency Tax & What IRS Laws to Know blockchain.bakermckenzie.com/2020/11/02/who-needs-to-tell-the-u-s-internal-revenue-service-about-their-cryptocurrency-activity/#page=1 <strong>The IRS Confirms Its “Great Eye” is Firmly Fixed on Cryptocurrency, Announcing “Operation Hidden Treasure”</strong><strong>By Evan J. Davis</strong> Cryptocurrency Tax Update us.eversheds-sutherland.com/Client-Tools/Tax-and-Cryptoassets Cryptocurrencies and the Internal Revenue Service...
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May 17, 2018 webmaster
Crypto Currencies, Tax, US
buckleysandler.com/blog/2018-05-10/fincen-recognizes-law-enforcement-agencies-use-bsa-reporting www.fincen.gov/news/news-releases/fincen-directors-law-enforcement-awards-program-recognizes-significance-bsa See also: goo.gl/yndL6f 0
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May 16, 2018 webmaster
Money Laundring, Regulatory, US
www.cadwalader.com/resources/clients-friends-memos/choose-one-best-interest-or-full-service www.findknowdo.com/news/04/18/2018/sec-proposes-retail-best-interest-standard-broker-dealers-fiduciary-interpretation goo.gl/16F7Vp www.shearman.com/perspectives/2018/04/sec-proposes-broker-dealer-standard-of-care-and-guidance www.sec.gov/news/speech/speech-clayton-2018-05-02 www.sec.gov/news/press-release/2018-68 0
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May 15, 2018 webmaster
Banking, Regulatory, US
goo.gl/XfqKTU www.mme.ch/en/magazine/magazine-detail/url_magazine/crypto_currencies_tokens_smart_contracts_and_sanctions/ goo.gl/iVA6jF See also: goo.gl/wpWsXA goo.gl/aFj8Mo goo.gl/WkFQ9H Cryptocurrency: the risks of not applying the AML and KYC requirements 0
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May 11, 2018 webmaster
Crypto Currencies, Money Laundring, Regulatory, Risk Management, US
www.findknowdo.com/news/05/02/2018/finra-proposes-rule-amendments-enhance-oversight-high-risk-brokers www.bressler.com/finra-continues-to-crackdown-on-the-supervision-of-highrisk-brokers Click to access Regulatory-Notice-18-15_1.pdf See also: goo.gl/wjP9vZ goo.gl/R7nUHF www.finra.org/sites/default/files/Regulatory-Notice-18-16.pdf 0
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May 10, 2018 webmaster
Regulatory, US
www.bakerlaw.com/alerts/the-sec-continues-its-regulatory-focus-on-advisory-fees-and-expenses www.sec.gov/enforce/educationhelpguidesfaqs/share-class-selection-disclosure-initiative-faqs See also: www.findknowdo.com/news/03/07/2022/capital-fund-adviser-settles-sec-charges-misleading-statements-fees?utm www.findknowdo.com/news/10/21/2022/broker-dealer-fined-charging-excess-fees 0
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May 9, 2018 webmaster
Regulatory, US
goo.gl/ZYbVc4 www.cliffordchance.com/briefings/2018/05/back_to_the_futuresecondarysanction.html See also: goo.gl/4B4JWV goo.gl/WcYJnE Update: www.fincen.gov/news/news-releases/fincen-issues-advisory-iranian-regimes-illicit-and-malign-activities-and www.fincen.gov/resources/advisories/fincen-advisory-fin-2018-a006 www.hlengage.com/fincen-warns-of-iran-using-virtual-currencies-to-bypass-sanctions www.ropesgray.com/en/newsroom/alerts/2018/12/A-Review-Of-US-Economic-Sanctions-In-2018 www.findknowdo.com/news/06/17/2021/ofac-issues-general-licenses-respond-covid-19-syria-venezuela-and-iran?utm 0
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May 9, 2018 webmaster
Iran, Regulatory, Risk Management, Sanctions, US
