US: Opportunities for Strategic Debt Repurchases and how to best Structure them
www.omm.com/resources/alerts-and-publications/alerts/opportunities-for-strategic-debt-repurchases2/ 0
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US: How to structure your US Real Estate Fund
www.venable.com/structuring-a-us-real-estate-fund-a-how-to-guide-for-emerging-managers-02-14-2017/ www.venable.com/abcs-of-fund-formation-02-14-2017/ 0
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US: Retired Professor receives short Prison Sentence and Heavy Fine
www.justice.gov/opa/pr/former-university-business-professor-sentenced-prison-hiding-over-220-million-offshore-banks 0
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US: The Five most frequent Topics in SEC Examinations of Investment Advisers
www.paulweiss.com/practices/transactional/investment-management/publications/sec-lists-the-five-most-frequent-compliance-topics-identified-in-examinations-of-investment-advisers.aspx?id=23664 bit.ly/2w4eZxr Click to access risk-alert-5-most-frequent-ia-compliance-topics.pdf bit.ly/2v24hdS Click to access risk-alert-5-most-frequent-ia-compliance-topics.pdf 0
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US: Definition of Foreign Private Issuers
www.lw.com/thoughtLeadership/defining-foreign-private-issuers-wizard-muggle www.shearman.com/en/newsinsights/publications/2016/12/sec-new-interpretations-for-rule-144a 0
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US: SEC charges Broker-Dealer and AML Officer for failing to file SAR Report
www.cahill.com/publications/firm-memoranda/2017-02-03-sec-charges-broker-dealer-and-aml-officer-for-failing-to-file-sars-related-to-pump-and-dump-scheme www.bryancave.com/en/thought-leadership/sec-brings-charges-against-new-york-brokerage-firm-and-its-chief.html bit.ly/2vphj5F See also: www.findknowdo.com/news/05/12/2021/broker-dealer-settles-sec-charges-sar-filing-failures?utm www.findknowdo.com/news/12/16/2022/sec-charges-broker-dealer-failing-file-sars 0
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US: Regulatory Action items for Investment Advisers
www.jonesday.com/us-regulatory-action-items-for-investment-advisers-2017-02-03-2017/ 0
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US: IRS launches 13 Compliance Campaigns
www.capdale.com/irs-launches-13-issue-based-corporate-compliance-campaigns 0
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Asia: Investment Treaties and Applicabilty to Non Member State Investors (US)
www.disputes.global/2017/01/the-king-of-asian-investment-treaties-is-dead-long-live-the-king/ 0
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US: Charitable Trusts
bit.ly/2KQqmp4www.rcalaw.com/protect-your-assets-through-charitable-giving-and-advanced-wealth-planning-1See also:www.perlmanandperlman.com/protecting-charitable-interests-in-trusts-and-estates/ 0
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