US: Firm settles SEC Charges for undisclosed Fees on Advisory Client Accounts
www.findknowdo.com/news/04/04/2023/firm-settles-sec-charges-undisclosed-fees-advisory-client-accounts 0
Continue reading
US: Challenging a Will – what can we learn from Priscilla Presley
t.ly/cLVw 0
Continue reading
US: NY AG takes Aim at KuCoin (but hits Ethereum) in latest Crypto Crackdown
www.nelsonmullins.com/idea_exchange/blogs/fintech-nostradamus/fn-in-the-news/when-james-met-gary-howey-and-hinman Update:www.stateagreport.com/news/thats-a-lot-of-coin-ag-james-settles-with-crypto-platform-for-22-million/#page=1 0
Continue reading
US: Trading Platform settles OFAC Charges for Cuba, Iran and Venezuela Sanctions Violations
www.findknowdo.com/news/04/03/2023/trading-platform-settles-ofac-charges-cuba-iran-and-venezuela-sanctions-violationswww.globaltradelawblog.com/2023/04/04/ofac-finds-digital-assets-trading-platform-in-violation-of-sanctions/#page=1viewpoints.reedsmith.com/post/102ic9v/ofac-settles-investigation-into-crypto-platform-for-sanctions-violations#page=1 0
Continue reading
US: Wyoming Stable Token Act enacted into Law
t.ly/4cH7www.mayerbrown.com/en/perspectives-events/publications/2023/05/wyoming-adopts-stable-token-legislation-and-lays-the-foundation-for-a-government-issued-stablecoin See also:buckleyfirm.com/blog/2023-03-31/wyoming-issue-stable-tokens#page=1 0
Continue reading
US: FRB and OFAC fine Bank for Sanction Violations with 97 Million USD
www.findknowdo.com/news/03/31/2023/frb-and-ofac-fine-bank-sanction-violationswww.kramerlevin.com/en/perspectives-search/wells-fargo-fined-dollar978-million-for-failing-to-identify-sanctions-violations-from-a-legacy-wachovia-business.htmlwww.braumillerlaw.com/ofac-enforcement-wells-fargo-case-study/buckleyfirm.com/blog/2023-04-07/national-bank-fined-98-million-ofac-fed-sanctions-violations#page=1www.akingump.com/en/insights/alerts/federal-agency-settlements-with-wells-fargo-illustrate-sanctions-risks-involving-it-systemsinsights.bassberry.com/view/594001536/4/ 0
Continue reading
US: What is an Executor?
www.saiber.com/insights/publications/2023-03-27-fiduciaries-in-estate-matters-who-do-you-trustFiduciaries in Estate Matters: Who do you Trust? (Pt. II) – Saiber LLC – New Jersey Attorneys at Law 0
Continue reading
US: Blockchain Regulatory Certainty Act would protect Non-Custodial Crypto Services
t.ly/qjOW See also:Digital Assets Discussion: Consequences of the Proposed Safeguarding Rule for Crypto Asset Custody | Ropes & Gray LLP (ropesgray.com) 0
Continue reading
US: SEC charges Crypto Platform and Executives for Registration Failures
www.findknowdo.com/news/03/29/2023/sec-charges-crypto-platform-and-executives-registration-failures 0
Continue reading
US: CPO/CTA operating Digital Asset Pool settles CFTC Charges for late and inaccurate Statements
www.findknowdo.com/news/03/22/2023/cpo/cta-operating-digital-asset-pool-settles-cftc-charges-late-and-inaccurate-statements 0
Continue reading