www.manatt.com/Insights/Newsletters/Client-Alert/DOJ-Fraud-Task-Force-What-It-Means-for-Financial buckleysandler.com/blog/2018-07-13/doj-announces-task-force-market-integrity-and-consumer-fraud www.venable.com/bureau-to-combat-consumer-fraud-with-doj-led-task-force-07-19-2018/ 0
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July 26, 2018 admin
Regulatory, Risk Management, US
ngm.com.au/bitcoin-laundering/ 0
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July 26, 2018 admin
Crypto Currencies, Money Laundring, Risk Management
www.lawgazette.co.uk/law/libyan-fraud-judgment-a-step-forward-in-global-corruption-fight/5066831.article www.bailii.org/ew/cases/EWHC/Comm/2018/1768.html 0
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July 19, 2018 admin
Litigation, Risk Management, UK
goo.gl/SuaXYM www.allenovery.com/news/en-gb/articles/Pages/FCA-publishes-near-final-rules-for-its-extension-of-the-Senior-Managers-and-Certification-Regime.aspx goo.gl/SuaXYM www.clydeco.com/blog/the-hive/article/the-extension-of-the-smrto-insurers-and-fca-solo-regulated-insu-2 blog.macfarlanes.com/post/102eyfq/senior-managers-and-certification-regime-extension-9-december-2019 www.clydeco.com/blog/the-hive/article/the-extension-of-senior-manager-and-certification-regime-to-fca risk.freshfields.com/post/102ezgv/widening-the-net-smr-extended-to-fca-solo-regulated-firms www.fca.org.uk/publications/policy-statements/ps18-14-extending-senior-managers-certification-regime-to-fca-firms Update: dwfgroup.com/de-de/news-and-insights/insights/2022/11/consumer-duty-enforcement 0
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July 17, 2018 admin
Regulatory, Risk Management, UK
ngm.com.au/aml-ctf-compliance-kyc-information-digital-currency-exchanges/ www.gtlaw.com.au/insights/austrac-releases-amlctf-guide-digital-currency-exchange-providers www.austrac.gov.au/sites/default/files/dce-providers-aml-ctf-program-guide.docxhttps://ngm.com.au/aml-ctf-compliance-kyc-information-digital-currency-exchanges/ 0
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July 16, 2018 webmaster
Australia, Crypto Currencies, Money Laundring, Risk Management
Click to access suspicious-activity-reports—guidance-for-institutions-holding-dealing-in-asstes-suspected-to-be-proceeds-of-crime.pdf www.collascrill.com/news/updates/hazel-liang-v-rbc-trustees-guernsey-limited/ www.ogier.com/publications/refusal-of-consent-under-guernseys-aml-reporting-regime www.weareguernsey.com/literature/2018/aml-no-consent-suspicion-and-provenance-challenges/ 0
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July 9, 2018 admin
Guernsey, Money Laundring, Risk Management
www.swissbanking.org/de/services/insight/insight-2.18/revision-vsb-hintergrund-und-konkrete-aenderungen 0
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July 6, 2018 admin
Money Laundring, Risk Management, Switzerland
goo.gl/o5FgRu www.moodysanalytics.com/regulatory-news/may-28-18-ecb-updates-its-guide-to-fit-and-proper-assessments-under-ssm Click to access ssm.fap_guide_201705_rev_201805.en.pdf 0
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June 28, 2018 webmaster
Banking, European Union, Regulatory, Risk Management
www.alpha-week.com/news/ofac-publishes-cryptocurrency-faqs www.treasury.gov/resource-center/faqs/Sanctions/Pages/faq_compliance.aspx www.cftc.gov/PressRoom/SpeechesTestimony/opabehnam5 See also: goo.gl/LuRJwV goo.gl/D1V7a2 www.jdsupra.com/legalnews/crypto-never-sleeps-vigilance-required-62663/ Update: Click to access updateofacsanctionsconsiderationscryptosector.pdf angle.ankura.com/post/102i75p/preventing-the-use-of-cryptocurrencies-to-evade-sanctions 0
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June 28, 2018 webmaster
Crypto Currencies, Risk Management, Sanctions, US
buckleysandler.com/blog/2018-06-15/global-bank-settles-fcpa-allegations-concerning-“sons-and-daughters”-investigation-hiring-practices www.mme.ch/en/magazine/magazine-detail/url_magazine/credit_suisse_pays_usd_47_million_fine_for_allegations_of_corruption/ www.credit-suisse.com/corporate/en/articles/media-releases/credit-suisse-hong-kong-ltd-reaches-a-non-prosecution-agreement–201806.html buckleysandler.com/blog/2018-07-06/global-bank-pays-767-million-settle-hiring-practices-case-0 0
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June 26, 2018 webmaster
Conflict of Interest, Regulatory, Risk Management, US
