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Archive by categoryRegulatory (Page 133)
www.findknowdo.com/news/02/14/2022/company-settles-sec-charges-failure-register-crypto-lending-product?utmwww.sec.gov/news/press-release/2022-26?utm_medium=email&utm_source=govdeliverywww.secactions.com/crypto-firm-pays-50-million-to-settle-with-sec/www.gtlaw-overheardontheblockchain.com/2022/02/17/secs-blockfi-order-signals-further-scrutiny-of-defi/constantinecannon.com/whistleblower/whistleblower-insider-blog/sec-hits-crypto-firm-blockfi-100-million-penalties/info.dechert.com/10/16347/march-2022/2022-03-28-sec-enforcement-action-against-blockfi-lending-llc-provides-clarity-regarding-digital-asset-lending-but-leaves-questions-unanswered.asp?sid=7d88e035-a995-4878-b6de-0e2fa75a57ad Update:talglaw.com/blockfi-financing-license-revocation/ 0
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March 3, 2022 webmaster
Crypto Currencies, Regulatory, US
www.loyensloeff.com/lu/en/news/articles-and-newsflashes/the-bill-modernising-the-luxembourg-securitisation-law-has-been-passed-n24750/www.cms-lawnow.com/ealerts/2022/03/luxembourg-securitisation-law-new-changes-and-new-opportunitieswww.atoz-services.lu/sites/default/files/media/file/AS-Alert-09022022.pdf 0
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March 2, 2022 webmaster
Financing, Luxembourg, Regulatory
www.findknowdo.com/news/02/11/2022/robo-adviser-settles-sec-charges-deceiving-investors?utm 0
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March 2, 2022 webmaster
Banking, Regulatory, US
pinpoint.cch.com.au/news/csh-da-filter!WKAP_TAL_YAITTNEWS_REFERENCE/legauUio3471783sl1321072276/guidance-for-top-1000-taxpayers-preparing-for-a-combined-assurance-review 0
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March 1, 2022 webmaster
Australia, Regulatory, Tax
www.findknowdo.com/news/02/08/2022/individual-settles-finra-charges-churning-and-excessive-trading-violations?utm See also:www.findknowdo.com/news/09/09/2022/broker-dealer-settles-charges-excessive-trading 0
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March 1, 2022 webmaster
Regulatory, US
www.rpc.co.uk/perspectives/tax-take/metropolitan-international-schools-tribunal-reduces-scope-of-schedule-36-information-notices/#page=1 See also:www.rpc.co.uk/perspectives/tax-take/taxing-matters-what-can-hmrc-do-with-your-information/#page=1www.rpc.co.uk/perspectives/tax-take/tribunal-allows-taxpayers-appeals-against-s36-info-notices/#page=1 0
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February 28, 2022 webmaster
Litigation, Regulatory, Tax, UK
carbertwaite.com/news-legal-commentary/cryptocurrency-when-programming-code-is-not-law/hsfnotes.com/arbitration/2022/11/25/code-is-not-law-arbitrations-critical-role-in-resolving-crypto-disputes/#page=1 0
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February 28, 2022 webmaster
Blockchain, Crypto Currencies, Education, Regulatory
jws.com.au/en/insights/external-publications/commissioner-of-taxation%E2%80%99s-access-powerswww.wolterskluwer.com/en-au/expert-insights/ato-access-information-gathering-powerspinpoint.cch.com.au/news/csh-da-filter!WKAP_TAL_YAITTNEWS_REFERENCE/legauUio3476030sl1324368738/ato-access-information-gathering-powers-finding-the-right-balanceSee also:www.holdingredlich.com/conviction-and-fines-for-failing-to-comply-with-the-ato-s-formal-information-gathering-noticejws.com.au/en/insights/articles/2022-articles/lpp-smorgasbord%E2%80%9D-wars-commissioner-not-entitled-to 0
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February 25, 2022 webmaster
Australia, Regulatory, Tax, Uncategorized
www.findknowdo.com/news/02/08/2022/individual-settles-finra-charges-churning-and-excessive-trading-violations?utm See also:www.findknowdo.com/news/09/09/2022/broker-dealer-settles-charges-excessive-trading 0
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February 25, 2022 webmaster
Regulatory, US
www.eyeonesg.com/2022/02/the-european-banking-authority-publishes-new-esg-reporting-requirements/#page=1insights.arthurcox.com/post/102hsxa/esg-and-financial-servicessustainability.freshfields.com/post/102hyfn/esg-in-eu-prudential-regulation-is-the-framework-ready-for-environmental-riskswww.engage.hoganlovells.com/knowledgeservices/news/esg-update-recent-developments-in-the-area-of-financial-sustainability-regulationCorporate Sustainability Reporting Directive: Webinar and Recent Updates (June 2023) (matheson.com) See also:www.iptechblog.com/2022/03/the-use-of-blockchain-in-esg/#page=1www.osler.com/en/resources/governance/podcast/osler-esg-explorer-podcast/beyond-carbon-and-beyond-borders-new-european-corporate-sustainability-directives-mark-step-change#page=1 Update:sites-arendt.vuturevx.com/177/3421/december-2022/2022.12.07—nf-bank—esg—ecb-practices-integr-of-esg-risks-post—extwebs.asp?sid=376d135f-2d9a-4a8d-8637-105408987a85www.mhc.ie/latest/insights/progress-on-the-corporate-sustainability-reporting-directivewww.cadwalader.com/cwt-climate/index.php?eid=151&nid=34sustainability.freshfields.com/post/102ibhm/ecb-turns-up-the-heat-on-banks-to-tackle-climate-risks-part-1#page=1sustainability.freshfields.com/post/102ic28/ecb-turns-up-the-heat-on-banks-to-tackle-climate-risks-part-2#page=1www.freewritings.law/2023/04/capital-markets-insight-sustainability-linked-bonds/#page=1www.cadwalader.com/cwt-climate/index.php?eid=233&nid=54The “Summer of CSRD” series – understanding materiality, Michael Littenberg (ropesgray.com) 0
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February 25, 2022 webmaster
ESG Investments, European Union, Regulatory
