US: SEC grants No-Action Relief to ETF from Tender Offer Rules
SEC Grants No-Action Relief to ETF from Tender Offer Rules | Cadwalader Cabinet | Find Know Do 0
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US: Investment Adviser settles Charges for Conflicts of Interest and Best Execution Violations with a USD 12 million Payment
Investment Adviser Settles Charges for Conflicts of Interest and Best Execution Violations | Cadwalader Cabinet | Find Know Do See also:www.findknowdo.com/news/03/07/2022/investment-adviser-settles-best-execution-and-mutual-fund-share-class-selection-violations?utm 0
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Risk Management: Risk Assessment and Financial Crime
crigroup.com/financial-crime-risk-assessment/www.morganlewis.com/pubs/2022/09/emerging-financial-crime-trends-payment-fraud-and-risk-mitigation-how-banks-can-be-prepared 0
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Hong Kong: Advertising and Promotion of Banking Products
Advertising and Promotion of Banking Products, Angus Forsyth (galalaw.com) 0
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Luxembourg: Managing a Private Debt Fund – the AIFM’s Perspective
Arendt Luxembourg podcasts | Private Debt series #3 – Managing a private debt fund: the AIFM’s perspective | Ausha 0
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Australia: High Court allows ATO Appeal on Freezing Orders
CCH Pinpoint | Australian Legal ResearchSee also:www.claytonutz.com/knowledge/2022/march/urgent-freezing-orders-a-part-of-the-ato-deputy-commissioners-armoury-against-foreign-entities-and-courts-will-make-them 0
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UK: International Family Law after Brexit
International Family Law Brexit one year on (burges-salmon.com) 0
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US: JP Morgan settles SEC and CFTC Recordkeeping Violations from Use of Personal Communications
www.findknowdo.com/news/12/17/2021/firm-settles-sec-and-cftc-recordkeeping-violations-use-personal-communications?utm 0
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US: Fighting Form 3520 Penalties against the IRS
bit.ly/3mlySfLbit.ly/3MK1oCgt.ly/z3UV_www.gmlaw.com/news/irs-penalties-and-what-you-can-do-about-them/ See also:bit.ly/3FHyLC8bit.ly/3uwVwqBgordonlawltd.com/irs-penalty-abatement/gordonlawltd.com/form-3520/tinyurl.com/uhm94ce3www.dentons.com/en/insights/articles/2023/april/3/dentons-federal-tax-controversy-insights 0
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Australia: ASIC releases Guidance on Crypto-Assets
www.corrs.com.au/insights/asic-releases-guidance-on-crypto-assetswww.cornwalls.com.au/crypto-assets-to-disclose-or-not-to-disclose/ See also:www.gadens.com/legal-insights/misleading-deceptive-conduct-and-cryptocurrencies-asic-turns-up-the-heat-in-uncertain-territory/ 0
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