Germany: New Crypto Securities Registry
www.twobirds.com/en/news/articles/2021/germany/crypto-securities-registry-submit-notifications-soon 0
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Home » Archive by categoryRegulatory (Page 154)
US: Bank to pay $37 million for alleged Foreign Exchange Violations
buckleyfirm.com/blog/2021-10-01/national-bank-pay-37-million-alleged-foreign-exchange-violations 0
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Colombia: Integral Risk Management System for Banks introduced (Span)
www.garrigues.com/es_ES/noticia/colombia-implementa-sistema-integral-administracion-riesgos-siar-sistema-administracion 0
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Ireland: Regulatory Framework for Real Asset Depositaries
www.walkersglobal.com/index.php/ireland/88-offices/2723-irish-regulatory-framework-for-real-asset-depositaries 0
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Ukraine: Virtual Assets to be legalized
www.cms-lawnow.com/ealerts/2021/09/ukraine-to-legalise-virtual-assets?cc_lang=en 0
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Guernsey: New compliance measures for CRS and FATCA reporting introduced
www.careyolsen.com/briefings/guernsey-introduces-new-compliance-measures-crs-and-fatca-reportingwww.guernseylegalresources.gg/CHttpHandler.ashx?documentid=82605gov.gg/CHttpHandler.ashx?id=144073 0
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US: The Board’s Role in Compliance
latinlawyer.com/guide/the-guide-corporate-compliance/second-edition/article/6-the-boards-role-in-compliance 0
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Hong Kong: Cross-boundary Wealth Management Connect launched
www.kwm.com/en/hk/knowledge/insights/wealth-management-connect-launch-in-october-2021-20210920www.info.gov.hk/gia/general/202109/10/P2021091000394.htmwww.info.gov.hk/gia/general/202107/21/P2021072000591.htm See also:bit.ly/2W900oEbit.ly/3nYirb1 Update:www.kwm.com/hk/en/insights/latest-thinking/navigating-the-wealth-management-connect-scheme.html 0
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US: SEC charges Compliance Analyst and his Parents with Insider Trading
www.findknowdo.com/news/09/30/2021/sec-charges-compliance-analyst-insider-trading?utm 0
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UAE: Launch of new Partnership with the UK to counter Illicit Financial Flows
www.gov.uk/government/news/new-landmark-partnership-with-uae-to-tackle-illicit-financewww.mofaic.gov.ae/en/mediahub/news/2021/9/17/new-news-article 0
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