Taiwan: Is accepting Stablecoins illegal Acceptance of Deposits under the Banking Law?
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Home » Archive by categoryRegulatory (Page 189)
US: Broker-Dealer settles SEC charges for Short Sale Order Marking Violations
www.findknowdo.com/news/10/02/2020/broker-dealer-settles-sec-charges-short-sale-order-marking-violations?utm 0
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US: Sanctions Enforcement by OFAC and the DOJ
globalinvestigationsreview.com/benchmarking/the-guide-to-sanctions-first-edition/1230039/us-sanctions-enforcement-by-ofac-and-the-dojglobalinvestigationsreview.com/guide/the-guide-sanctions/second-edition/article/us-sanctions-enforcement-ofac-and-the-doj Update:www.wilmerhale.com/insights/client-alerts/20230118-doj-announces-updates-to-corporate-enforcement-policy 0
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Turkey: Asset Ratio for Banks revised
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Switzerland: Parliament approves new DLT Regulations
www.mme.ch/en/magazine/magazine-detail/url_magazine/swiss_parliament_approves_new_dlt_regulations/www.lenzstaehelin.com/fileadmin/user_upload/newsflash/201005_Improved_legal_framework_for_blockchain_and_DLT.pdfwww.loyensloeff.com/ch/en/news/swiss-dlt-bill-enters-into-force-n21037/www.mme.ch/en/magazine/magazine-detail/url_magazine/the_new_dlt_exchange_license/Swiss Legal Excellence in Blockchain. Navigating the Crypto & Blockchain | LEXcellence | Legal Compliance Regulatory Tax See also:www.mme.ch/de/magazin/das_neue_dlt_handelssystem/ 0
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Portugal: Banco de Portugal to supervise activities of virtual assets
www.plmj.com/xms/files/03_Novidades_legislativas/2020/09_setembro/NI_Supervision_by_Banco_de_Portugal_of_activities_involving_virtual_assets.pdfwww.vda.pt/xms/files/05_Publicacoes/2020/Flashes_Newsletters/Flash_VdA_-Virtual_Assets-_Registration_Obligations_of_Entities_that_intend_to_carry_out_Activities_involving_Virtual_Assets.pdf 0
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US: Filing of Cross-Border Financial Services Transactions
www.akingump.com/en/news-insights/compliance-reminder-be-180-survey-of-cross-border-financial-services-transactions.htmlwww.lowenstein.com/news-insights/publications/client-alerts/financial-service-providers-must-file-foreign-financial-services-transactions-with-bea-before-october-30-global-trade 0
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UK: EEA firms and fund managers may notify FCA if they wish to use the TPR due to Brexit
financialinstitutions.bakermckenzie.com/2020/09/30/brexit-eea-firms-and-fund-managers-can-now-notify-the-fca-if-they-wish-to-use-the-tpr/#page=1Update:www.dlapiperintelligence.com/investmentrules/blog/articles/2021/closure-aifm-landing-slots-under-tpr.htmlblog.burges-salmon.com/post/102hgxc/fca-publishes-its-approach-to-tpr-firms-that-do-not-meet-its-expectations 0
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US: Large Investment Bank settles SEC and CFTC Charges for Spoofing with $955.000 payment
Investment Bank Settles SEC and CFTC Charges for Spoofing 0
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Venezuela: Superintendence of Cryptoassets rules on crypto remittances between individuals
insightplus.bakermckenzie.com/bm/banking-finance_1/venezuela-the-national-superintendence-of-cryptoassets-and-related-activities-sunacrip-issued-the-rules-applicable-to-cryptoassets-remittances-between-individuals 0
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