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Archive by categoryRegulatory (Page 194)
blog.freshfields.us/post/102gd5r/white-house-working-group-recommends-listing-rules-that-would-potentially-cause-twww.dlapiper.com/en/us/insights/publications/2020/08/us-moves-forward-on-enhanced-securities-regulations-focusing-on-chinese-companies/ Update:www.velaw.com/insights/sec-chair-announces-increased-scrutiny-of-offshore-issuers-with-ties-to-chinese-based-operating-companies/www.findknowdo.com/news/09/24/2021/sec-chair-gensler-puts-china-notice?utmwww.findknowdo.com/news/10/29/2021/financial-services-subcommittee-questions-experts-china-based-issuers?utm 0
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October 12, 2020 webmaster
China, Regulatory, Sanctions, US
VATP regulation in Hong Kong: The transitional arrangements (tannerdewitt.com) Update:www.tannerdewitt.com/vatp-regulation-in-hong-kong-the-vatp-guidelines/ 0
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October 9, 2020 webmaster
Crypto Currencies, Hong Kong, Regulatory
www.ots.treas.gov/news-issuances/news-releases/2020/nr-occ-2020-101.html 0
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October 9, 2020 webmaster
Cyber Security, Regulatory, US
collyerbristow.com/longer-reads/wirecard-has-the-german-financial-regulator-lost-its-immunity/ Update:www.dentons.com/en/insights/alerts/2023/february/17/wirecard-court-finds-bafin-not-liable-for-damage-suffered-by-investors 0
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October 8, 2020 webmaster
Germany, Litigation, Regulatory
us.eversheds-sutherland.com/NewsCommentary/Legal-Alerts/234343/OCIE-examining-LIBOR-transition-preparedness-How-investment-companies-should-prepare-now See also:bit.ly/3fQ73GmUpdate:www.gfrlaw.com/what-we-do/insights/regulators-issue-joint-statement-discontinuation-libor 0
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October 8, 2020 webmaster
Banking, Regulatory, US
Backup / Restore www.findknowdo.com/news/08/03/2020/fincen-issues-new-faq-cdd-requirements-covered-financial-institutions?utm ropesgrayinsights.passle.net/post/102gcvs/fincen-responds-to-faqs-regarding-customer-due-diligence-requirements-for-financi buckleyfirm.com/blog/2020-08-06/fincen-clarifies-customer-due-diligence-faqs#page=1 www.crowell.com/NewsEvents/AlertsNewsletters/all/FinCEN-Issues-New-Guidance-for-Complying-with-the-CDD-Rule www.findknowdo.com/news/08/21/2020/nfa-oks-fincen-cdd-faq?utm Update:angle.ankura.com/post/102idri/is-the-cdd-pilar-of-bsa-aml-important-how-can-my-institution-truly-benefit 0
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October 5, 2020 webmaster
Banking, Regulatory, US
www.jonesday.com/en/insights/2020/07/no-search-warrant-required-for-records-of-bitcoin-transactions-the-fifth-circuit-holds 0
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October 2, 2020 webmaster
Crypto Currencies, Regulatory, US
www.reedsmith.com/en/perspectives/2020/08/brexit-access-to-uk-financial-markets-and-investors-under blog.charlesrussellspeechlys.com/post/102h5h5/good-news-for-offshore-private-banks-the-overseas-persons-exclusion-is-here-to-s 0
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October 1, 2020 webmaster
European Union, Regulatory, UK
hsfnotes.com/fsrandcorpcrime/2020/08/04/hong-kong-monetary-authority-consults-on-proposed-code-to-enhance-regulation-and-supervision-of-trust-business-in-banking-sector/#page=1 www.hkma.gov.hk/media/eng/regulatory-resources/consultations/Annex_2_Proposed_Code.pdf globalcompliancenews.com/hong-kong-monetary-authority-releases-consultation-paper-on-enhancing-the-regulation-and-supervision-of-trust-business-20200817/#page=1 www.globalcompliancenews.com/2021/07/06/hong-kong-consultation-paper-on-enhancing-regulation-and-supervision-of-trust-business-25062021/#page=1 0
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October 1, 2020 webmaster
Hong Kong, Regulatory, Trusts
www.zhonglun.com/Content/2022/12-09/1829387889.html 0
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September 30, 2020 webmaster
China, Regulatory
