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buckleyfirm.com/blog/2019-07-31/occ-outlines-fraud-risk-management-principles#page=1 0
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October 11, 2019 webmaster
Banking, Regulatory, US
www.whitecase.com/publications/alert/artificial-intelligence-uk-regulators-and-supervisors-growing-expectationswww.technologyslegaledge.com/2021/07/ai-in-financial-services-the-alan-turing-institute/#page=1collyerbristow.com/longer-reads/ai-in-financial-services-update-on-best-practice-for-firms/https://www.regulatoryoversight.com/2023/05/ai-impact-and-use-in-the-financial-services-industry-part-four/#page=1insights.ropesgray.com/post/102if75/financial-services-banking-on-aiArtificial Intelligence: regulatory changes and the impact on the banking world | Morton Fraser Lawyers | Edinburgh and Glasgow (morton-fraser.com)Hogan Lovells | About the AI HubUK Regulation of AI and Machine Learning in the Financial Services Sector – Kemp IT Lawwww.brownejacobson.com/insights/2024-horizon-scanning-in-construction/aiwww.osborneclarke.com/insights/how-ai-regulated-uk-financial-services-todaywww.lw.com/en/insights/episode-73-uk-finreg-focus-areas-in-2024-artificial-intelligence#page=1comment.frpadvisory.com/post/102j0vl/charting-the-ai-course-uks-progressive-approach-and-tech-industry-implicationswww2.deloitte.com/uk/en/blog/emea-centre-for-regulatory-strategy/2024/the-uks-framework-for-ai-regulation.html/#page=1www.fenchurchlaw.co.uk/financial-ombudsman-service-increases-awards-cap/https://www.fenchurchlaw.co.uk/financial-ombudsman-service-increases-awards-cap/www.wiggin.co.uk/insight/private-members-bill-to-regulate-ai-receives-second-reading/ See also:technologyquotient.freshfields.com/post/102h6an/putting-the-human-in-the-loop-supervising-ai-use-in-germanys-financial-secto#page=1blog.burges-salmon.com/post/102i032/the-robots-are-coming-artificial-intelligence-in-financial-serviceswww.dacbeachcroft.com/en/gb/articles/2023/december/the-dacb-ai-explainer-article-3-the-uk-approach-what-is-the-united-kingdoms-approach-to-ai-regulation/ 0
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October 11, 2019 webmaster
Artificial Intelligence, Corporate Law, Germany, Regulatory, UK
www.cliffedekkerhofmeyr.com/en/news/publications/2019/Corporate/corporate-and-commercial-alert-31-july-the-applicability-of-the-financial-advisory-and-intermediary-services-act-to-cryptocurrency-assets.html 0
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October 10, 2019 webmaster
Banking, Crypto Currencies, Regulatory, South Africa
www.findknowdo.com/news/07/30/2019/firm-settles-charges-failure-perform-background-checks-associated-persons?utm 0
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October 9, 2019 webmaster
Regulatory, US
www.fintechandpayments.com/2019/07/meet-me-at-the-arcade-sec-provides-no-action-relief-for-ethereum-based-gaming-token/ 0
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October 8, 2019 webmaster
Crypto Currencies, Regulatory, US
www.findknowdo.com/news/07/15/2019/broker-dealer-settles-multiple-state-charges-selling-unregistered-securitiesag.ny.gov/sites/default/files/lpl-aod.pdf 0
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October 7, 2019 webmaster
Banking, Regulatory, US
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October 7, 2019 webmaster
European Union, Funds, Investment Funds, Regulatory
www.findknowdo.com/news/07/26/2019/broker-settles-finra-charges-violating-qualification-examinations-rules-conduct?utm 0
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October 3, 2019 webmaster
Regulatory, US
bit.ly/2lqwE2G 0
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September 26, 2019 webmaster
France, Regulatory
www.mhc.ie/latest/insights/investment-funds-update-central-banks-dear-ceo-letter-on-irish-closet-tracker-ucitswww.walkersglobal.com/index.php/legal-services/tax/88-offices/1626-central-bank-thematic-review-of-closet-indexingwww.dechert.com/knowledge/onpoint/2019/7/newsflash–the-central-bank-of-ireland-updates-its-guidance-on-u.htmlwww.arthurcox.com/publications/central-bank-updates-its-guidance-on-ucits-financial-indices/ 0
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September 25, 2019 webmaster
Funds, Investment Funds, Ireland, Regulatory