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Archive by categoryRegulatory (Page 208)
www.kwm.com/en/hk/knowledge/insights/sfc-new-approaches-for-remote-client-onboarding-by-hk-licensed-corp-20190711 Click to access Legal-Update-SFC-circular-on-Remote-Onboarding-2019-July.pdf www.sfc.hk/edistributionWeb/gateway/EN/circular/intermediaries/supervision/doc?refNo=19EC46 0
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September 11, 2019 webmaster
Banking, Hong Kong, Regulatory
www.mccannfitzgerald.com/knowledge/debt-capital-markets/central-bank-investment-market-conduct-rules-2019 0
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September 5, 2019 webmaster
Funds, Ireland, Regulatory
www.findknowdo.com/news/07/15/2019/fincen-updates-aml/cft-deficiencies-list?utm Update:www.findknowdo.com/news/02/29/2024/fincen-updates-jurisdictions-fatf-aml/cft-deficiencies-list 0
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September 5, 2019 webmaster
Banking, Money Laundring, Regulatory, US
www.cms-lawnow.com/ealerts/2019/07/an-introduction-to-the-law-of-blockchain-and-distributed-ledger-technologies-part-3-of-5 viewpoints.bakermckenzie.com/post/102hgcd/law-society-publishes-second-edition-of-blockchain-legal-and-regulatory-guidancewww.stewartslaw.com/news/blockchain-legal-and-regulatory-guidance/blockchain.bakermckenzie.com/2022/02/04/uk-law-society-publishes-blockchain-legal-and-regulatory-guidance-report/#page=1www.tltsolicitors.com/insights-and-events/insight/the-law-societys-blockchain-guidance-what-do-you-need-to-know/ 0
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September 4, 2019 webmaster
Blockchain, Crypto Currencies, Regulatory, UK
blogs.dlapiper.com/globalfinance/2019/07/08/fca-proposes-ban-on-sale-of-crypto-derivatives-to-retail-consumers/ www.fintechupdate.com/2019/07/fca-proposes-retail-ban-on-cryptocurrency-derivatives/#page=1www.finance-disputes.co.uk/2019/08/cryptoasset-regulation-fca-final-guidance-published/#page=1 digital.freshfields.com/post/102fpov/the-beginning-of-the-end-of-the-wild-west-fca-proposes-ban-of-cryptoasset-deriv www.whitecase.com/publications/alert/crypto-regulation-uk-fca-clarifies-regulatory-perimeter-leaves-open-questions www.theaccountant-online.com/News/fca-proposes-ban-on-sale-of-crypto-derivatives-to-retail-consumers-7288417 www.fca.org.uk/news/press-releases/fca-proposes-ban-sale-crypto-derivatives-retail-consumers 0
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August 28, 2019 webmaster
Banking, Crypto Currencies, Regulatory, UK
www.allenovery.com/publications/en-gb/Pages/a%20reflection%20on%20the%20current%20state%20of%20play%20regarding%20how%20eea%20firms%20can%20provide%20financial%20services%20into%20the%20uk%20post%20brexit.aspx 0
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August 26, 2019 webmaster
Banking, European Union, Regulatory, UK
events.dwpv.com/reaction/Link/Click?ct=588B6951D1E542E1CCD9CCCEB142F661A89568B3DB941FC85AF5671 bit.ly/2LBf0ns taxpage.com/articles-and-tips/minister-of-national-revenue-v-cameco-corporation/ 0
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August 22, 2019 webmaster
Canada, Regulatory, Tax, Transparency
ngm.com.au/australia-foreign-bribery-key-federal-agencies/See also:ngm.com.au/tip-offs-in-ato-tax-investigations/ 0
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August 20, 2019 webmaster
Australia, Money Laundring, Regulatory
Click to access 2019_-_when_does_a_digital_asset_qualify_as_a_security_-_a_deeper_dive_into_recent_sec_guidance_-_062119.pdf 0
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August 19, 2019 webmaster
Crypto Currencies, Regulatory, US
www.findknowdo.com/news/06/27/2019/bank-settles-sec-charges-connection-hidden-fees?utm See also:: www.findknowdo.com/news/07/17/2019/broker-dealers-settle-finra-charges-failing-waive-certain-mutual-funds-sales-charges?utm 0
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August 15, 2019 webmaster
Banking, Regulatory, US