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UK: The Governance Implications of AI in the Financial Services Context

www.minterellison.com/articles/overview-boe-speech-governance-implications-of-aiwww.taylorwessing.com/-/media/taylor-wessing/files/germany/2023/04/tw_23_ai-in-financial-services_embracing-the-new-reality.pdfHogan Lovells | About the AI Hubwww.bankofengland.co.uk/prudential-regulation/publication/2023/october/artificial-intelligence-and-machine-learning?utmwww.burges-salmon.com/news-and-insight/legal-updates/pensions/the-burges-salmon-pensions-pod/how-much-do-you-know-about-ai-artificial-intelligence-and-how-it-is-impacting-the-pensions-industry See also:https:www2.deloitte.com/content/dam/Deloitte/ch/Documents/financial-services/ch-en-fsi-ai-and-risk-management.pdfwww.dlapiper.com/en/us/insights/publications/2022/10/the-human-factor-in-artificial-intelligence-ai/blog.burges-salmon.com/post/102i032/the-robots-are-coming-artificial-intelligence-in-financial-servicescorporate.cyrilamarchandblogs.com/2023/02/fig-paper-no-19-series-1-ai-ml-chatgpt-legal-and-regulatory-considerations-for-financial-service-use-cases/#page=1Artificial Intelligence: regulatory changes and the impact on the banking world | Morton Fraser Lawyers | Edinburgh and Glasgow (morton-fraser.com)ai-in-financial-services-cms-update-autumn-2023 (cms-lawnow.com)UK Regulation of AI and Machine Learning in the Financial Services Sector – Kemp IT Lawwww.dacbeachcroft.com/en/gb/articles/2023/december/the-dacb-ai-explainer-article-3-the-uk-approach-what-is-the-united-kingdoms-approach-to-ai-regulation/www.foxwilliams.com/2023/12/21/key-considerations-when-building-and-integrating-ai-models-in-the-financial-services-sector/ 0
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EU: Q&A on Crypto-Asset Regulation and MiFID

www.mccannfitzgerald.com/knowledge/financial-services-regulation/qa-on-crypto-asset-regulation-and-mifid www.esma.europa.eu/sites/default/files/library/esma50-157-1391_crypto_advice.pdf www.mwe.com/it/insights/markets-in-crypto-assets-regulation/ See also:www.engage.hoganlovells.com/knowledgeservices/viewContent.action?key=Ec8teaJ9VaosJ6bozEks9cxgHJMKLFEppVpbbVX%2B3OXcP3PYxlq7sZUjdbSm5FIetvAtgf1eVU8%3D&navwww.engage.hoganlovells.com/knowledgeservices/viewContent.action?key=Ec8teaJ9VaoLC8ssK%2BaGP8xgHJMKLFEppVpbbVX%2B3OXcP3PYxlq7sZUjdbSm5FIetvAtgf1eVU8%3D&nav4actl02jlq5u2o7ouq1ymaad-wpengine.netdna-ssl.com/wp-content/uploads/2021/05/Legal-Landscapes-Governing-Digital-Tokens-in-the-European-Union.pdfwww.delphi.se/uploads/2022/07/to-regulate-the-unregulated.pdf 0
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US: Large corporate compliance program announced by LB&I of IRS

us.eversheds-sutherland.com/NewsCommentary/Legal-Alerts/221344/Legal-Alert-Large-corporate-compliance-program-announced-by-LBI www.jdsupra.com/legalnews/is-an-increase-in-lb-i-assertion-of-65468/www.disputingtax.com/2019/06/lbi-announces-new-compliance-campaigns-targeting-offshore-activities-of-u-s-taxpayer/www.disputingtax.com/2019/06/the-irs-new-large-corporate-compliance-program-aims-to-identify-noncompliance/ www.disputingtax.com/2019/06/lbi-announces-new-compliance-campaigns-targeting-offshore-activities-of-u-s-taxpayer/ www.irs.gov/newsroom/lbi-announces-large-corporate-compliance-programwww.globaltaxes.com/blog.php?id=6 www.duffandphelps.com/insights/publications/transfer-pricing/transfer-pricing-times-may-2019/irs-lbi-announces-captive-services-providers-campaign See also: www.morganlewis.com/pubs/large-corporate-compliance-and-data-analytics-have-you-analyzed-your-own-data-recently Update: The Internal Revenue Service Is Expanding the 2020 Compliance Assurance Process 0
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UK: FCA extends temporary permission regime deadline to 30 October 2019

www.hlengage.com/fca-extends-temporary-permission-regime-deadline-to-30-october-2019 www.ogier.com/news/fca-extends-the-temporary-permissions-regime-deadline bit.ly/30dSlS5 www.dilloneustace.com/uploads/files/Extension-of-FCA-Temporary-Permissions-Regime-Notification-Deadline-to-October-2019.PDF www.hoganlovellsbrexit.com/blog/fca-extends-temporary-permissions-regime-deadline-to-30-october-2019bit.ly/2YCvWxy Update: FCA announces extension to its use of the Temporary Transitional Power www.hoganlovellsbrexit.com/insights/temporary-permissions-and-contract-continuity-for-financial-institutions-across-europe www.fca.org.uk/news/press-releases/fca-announces-extension-its-use-temporary-transitional-power Update:blog.burges-salmon.com/post/102gsnc/brexit-fca-publishes-updated-guidance-on-the-uks-temporary-permissions-regimewww.penningtonslaw.com/news-publications/latest-news/2021/brexit-and-financial-services-the-temporary-permissions-regime-and-financial-services-contracts-regimeblog.burges-salmon.com/post/102gsnc/brexit-fca-publishes-updated-guidance-on-the-uks-temporary-permissions-regimewww.macfarlanes.com/what-we-think/in-depth/2021/fca-kicks-off-substance-negotiations-with-eea-firms/www.kingsleynapley.co.uk/insights/blogs/financial-services-blog/deadline-looms-for-previously-passported-firms-to-apply-for-uk-authorisationrqcgroup.com/latest-insights/temporary-permissions-regime-and-smf16/17-three-options-to-consider/ 0
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US: IRS summons asking identities of law firm’s clients does not violate attorney-client Privilege

taxlitigator.me/2019/05/26/a-district-court-enforces-a-john-doe-summons-issued-to-a-law-firm-prefaced-by-a-brief-primer-on-john-doe-summonses-by-robert-s-horwitz/federaltaxcrimes.blogspot.com/2019/05/district-court-rejects-argument-that.html#more www.jonesday.com/IRS-Summons-for-Law-Firm-Client-Data-Is-Enforceable-05-28-2019/ See also:riskandcompliance.freshfields.com/post/102ieuh/mind-your-privilege-recent-developments-in-the-law-of-privilege 0
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