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Archive by categoryRegulatory (Page 218)
www.hlengage.com/france-adopts-bill-setting-legal-framework-for-icos 0
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October 23, 2018 webmaster
Crypto Currencies, France, Regulatory
www.fenwick.com/publications/Pages/Takeaways-from-SECs-First-Ever-Enforcement-Actions-Against-Cryptocurrency-Firms.aspx www.akingump.com/en/experience/practices/corporate/ag-deal-diary/increased-sec-enforcement-action-and-litigation-in-the.html www.perkinscoie.com/en/news-insights/sec-and-finra-target-cryptocurrency-hedge-fund-manager-and.html www.steptoe.com/en/news-publications/cryptocurrencies-and-judgment-enforcement.html Update: www.paulhastings.com/insights/client-alerts/sec-defies-defi-market-convention-and-advances-chairman-gary-genslers-duck 2021 Brought SEC Focus on Crypto Exchanges and Lending Platforms 0
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October 22, 2018 webmaster
Crypto Currencies, Regulatory, US
www.europarl.europa.eu/news/en/press-room/20180906IPR12180/new-eu-rules-to-thwart-money-laundering-and-terrorist-financing www.consilium.europa.eu/en/press/press-releases/2018/10/02/controls-on-cash-entering-and-leaving-the-eu-council-adopts-regulation/ 0
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October 18, 2018 webmaster
European Union, Foreign Exchange, Regulatory, Transparency
goo.gl/K9G45P Click to access FATF_Advisory_September_2018_FINAL_508_0.pdf Click to access FATF_Advisory_September_2018_FINAL_508_0.pdf 0
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October 16, 2018 webmaster
Money Laundring, Regulatory, US
goo.gl/Fij8sL Click to access ps17-26.pdf 0
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October 15, 2018 webmaster
Banking, Regulatory, UK
buckleysandler.com/blog/2018-09-27/occ-releases-bank-supervision-operating-plan-fiscal-year-2019 www.occ.gov/news-issuances/news-releases/2018/nr-occ-2018-104.html 0
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October 12, 2018 webmaster
Regulatory, Risk Management, US
Click to access New_trustee_licensing_requirements_on_the_horizon.pdf pestalozzilaw.com/en/news/legal-insights/licensing-process-trustees-practical-experience-finma-and-supervisory-organisations/ 0
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October 11, 2018 webmaster
Private Trust Company, Regulatory, Switzerland, Trusts
www.sec.gov/news/press-release/2018-211 See also: www.findknowdo.com/news/06/18/2019/broker-dealer-settles-sec-charges-improper-handling-adrs?utm 0
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October 10, 2018 webmaster
American Deposit Receipts, Regulatory, US
www.stikeman.com/en-ca/kh/insurance-law/OSFI-Releases-Final-Updated-Corporate-Governance-Guideline goo.gl/ciyMRm www.osler.com/en/blogs/risk/february-2019/new-guidance-from-osfi-on-technology-and-cybersecurity-incident-reporting blg.com/en/News-And-Publications/Publication_5425?utm_campaign=Pith%20%26%20Substance&utm_medium=email&utm_source=Revue%20newsletter 0
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October 5, 2018 webmaster
Canada, Regulatory
www.twobirds.com/en/news/articles/2018/hong-kong/hong-kong-court-rules-in-favour-of-bank-in-misselling-claim-brought-by-experienced-investor See also: goo.gl/FNheQo 0
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October 3, 2018 webmaster
Banking, Hong Kong, Regulatory