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www.dechert.com/knowledge/onpoint/2018/4/fincen-warns-that-virtual-currency-activities-are-subject-to-ant.html 0
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April 20, 2018 webmaster
Crypto Currencies, Money Laundring, Regulatory, Risk Management, US
goo.gl/TxPWLh www.austrac.gov.au/news/digital-currency-exchange-providers-register-online-austrac www.cowellclarke.com.au/news/anti-money-laundering-and-counter-terrorism-financing-amendment-act-2017 Click to access new-amlctf-regulations-cryptocurrency-exchanges-23apr18.pdf www.hlengage.com/australia-launches-aml-rules-for-cryptocurrency-exchanges?section=notes www.herbertsmithfreehills.com/latest-thinking/new-regulation-for-digital-currency-exchanges-in-australia goo.gl/7tSjY3 0
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April 17, 2018 webmaster
Australia, Crypto Currencies, Regulatory
www.cadwalader.com/resources/clients-friends-memos/under-advisement-sec-scrutinizes-wealth-management-industry 0
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April 10, 2018 webmaster
Banking, Regulatory, Risk Management, US
www.dentons.com/en/insights/alerts/2018/march/20/former-cooperative-bank-chair-paul-flowers-banned-from-the-financial-services-industry 0
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April 6, 2018 webmaster
Banking, Regulatory, UK
www.lw.com/thoughtLeadership/lw-transforming-culture-in-financial-services-the-fca-renews-its-approach www.pinsentmasons.com/en/media/publications/investment-management/investment-management-brief-22-march-2018/ www.charlesrussellspeechlys.com/en/news-and-insights/insights/financial-services/2018/fca-discussion-paper-continues-call-for-transformation-of-culture/ www.fca.org.uk/news/press-releases/fca-publishes-discussion-paper-transforming-culture-financial-services www.tltsolicitors.com/insights-and-events/insight/fca-ignites-debate-on-transforming-culture-within-financial-services/ www.brownejacobson.com/-/media/Files/PDF-Documents/Insurance/Culture-conduct-and-Covid-19-London-Market-Survey-report-2021.ashx?la=en Update: www.jdsupra.com/legalnews/uk-regulators-continue-focus-on-42843/ Click to access fsr-5cq-ebulletin.pdf www.cms-lawnow.com/ealerts/2021/03/remuneration-and-culture-for-regulated-firms?cc_lang=en A focus on the FCA’s culture requirements and changing work patterns: The pandemic and beyond A focus on the FCA’s culture requirements and changing work patterns: The background sustainablefutures.linklaters.com/post/102h7mb/the-fcas-developing-approach-to-culture-and-organisational-purpose Employment law alert for FCA investment...
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April 5, 2018 admin
Regulatory, Risk Management, UK
goo.gl/NoLnXv www.fca.org.uk/firms/authorised-and-recognised-funds/closet-trackers 0
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April 4, 2018 admin
ETFs, Funds, Regulatory, Risk Management, UK
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March 27, 2018 admin
Corporate Law, Regulatory, Risk Management, US
www.ssrana.in/Admin/UploadDocument/IP%20Updates/Cabinet-fugitive-economic-offenders-bill.htm pib.nic.in/newsite/PrintRelease.aspx?relid=176917 0
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March 26, 2018 admin
India, Regulatory
goo.gl/w7yNy2 0
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March 26, 2018 admin
Canada, Regulatory, Risk Management
financialinstitutions.bakermckenzie.com/2018/03/08/new-german-icos-and-new-regulatory-clarity-on-their-treatment/ www.lw.com/thoughtLeadership/bafin-publishes-statement-on-ico-and-token-regulation 0
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March 22, 2018 admin
Crypto Currencies, Germany, Regulatory