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Banking, Regulatory, Risk Management, UK Banking, Regulatory, Risk Management, Trends

UK: Final Guidance on Failure to Prevent the Criminal Facilitation of Tax Evasion

www.twobirds.com/en/news/articles/2019/uk/the-criminal-finances-act-2017-and-hmrcs-new-approach-to-its-business-risk-review brodies.com/insights/corporate-crime-and-investigations/corporate-criminal-offences-failure-to-prevent-facilitation-of-tax-evasion/ insightplus.bakermckenzie.com/bm/viewContent.action?key=Ec8teaJ9VaoiaYme%2FuFaHV7eOOGbnAEFKCLORG72fHz0%2BNbpi2jDfaB8lgiEyY1JMz1e2tr2Ki2qDj4hl%2BJ2FQ%3D%3D&nav Criminal Finances Act 2017: A reminder for law firms – Jonathon Bray See also: www.traverssmith.com/knowledge/knowledge-container/podcast-the-corporate-criminal-offence-of-the-failure-to-prevent-the-facilitation-of-tax-evasion/#page=1 United Kingdom: Tax agency opens 9 new investigations for failure to prevent tax evasion and announces a further 26 opportunities for investigation under review – Baker McKenzie InsightPlus riskandcompliance.freshfields.com/post/102iepf/the-uks-corporate-criminal-offence-a-call-to-arms www.traverssmith.com/knowledge/knowledge-container/talking-sustainability-good-tax-governance-series-failure-to-prevent-fraud-ftp/#page=1...
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Regulatory, Tax, UK

US: SEC Investigation warns Digital Assets may be Subject to Securities Laws

updates.kramerlevin.com/cv/0d85229db6c4ecbfe066fcd5887a5622d3eee35e/p=5550372 www.dechert.com/SEC_Focuses_on_Initial_Coin_Offerings_Tokens_May_Be_Securities_Under_Federal_Securities_Laws_09-12-2017/ www.proskauer.com/publications/client-alert/sec-speaks-on-initial-coin-offerings-tokens-may-be-securities/ www.pepperlaw.com/publications/blockchain-and-initial-coin-offerings-sec-provides-first-us-securities-law-guidance-2017-07-27/ bit.ly/2jvmUCx www.jdsupra.com/legalnews/the-sec-addresses-initial-coin-offerings-70398/ Cryptocurrencies and the Securities and Exchange Commission Click to access 202292_Divergent-Regulatory-Approaches-To-Cryptocurrency-Offerings-Developments-In-Canada-The-United-States-And-China.pdf www.sec.gov/oiea/investor-alerts-and-bulletins/ib_coinofferings Cryptocurrencies and the Securities and Exchange Commission www.mintz.com/insights-center/viewpoints/2161/2021-11-04-federal-jury-concludes-cryptocurrency-products-not www.dechert.com/knowledge/onpoint/2021/11/-hashing–it-out–federal-jury-decides-some-cryptocurrency-produ.html?utm_source=vuture&utm_medium=email&utm_campaign=onpoint Not “Securities” — A Victory for Crypto-Related Products www.findknowdo.com/news/01/13/2022/cabinet-commentary-securities-law-treatment-utility-tokens?utm www.whitecase.com/publications/alert/virtual-currencies-not-actual-currencies Update: www.findknowdo.com/news/09/08/2022/sec-chair-gensler-says-vast-majority-crypto-tokens-are-securities www.findknowdo.com/news/09/13/2022/sec-chair-says-crypto-assets-are-securities-warns-investors-risks www.velaw.com/insights/the-sec-reaffirms-its-stance-most-tokens-are-securities/ Recent SEC Comment Letter of Interest Regarding...
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