Regulatory - IWPX - International Wealth Planning X-change

Home » Archive by categoryRegulatory (Page 235)

Mexico: Concession granted for new Stock Exchange

bit.ly/2x4ip4O www.haynesboone.com/alerts/biva-the-new-mexican-stock-exchange 0

September 25, 2017 webmaster Banking, Mexico, Regulatory

Hong Kong: Trading while possessing price sensitive information not an offence if otherwise motivated

bit.ly/2h3vwiZ 0

September 22, 2017 webmaster Hong Kong, Regulatory, Risk Management

Curaçao: Securities Brokers and individual Portfolio Managers now regulated

www.houthoff.com/popular-topics/international-updates/news/securities-brokers-and-individual-portfolio-managers-now-regulated-in-curacao/show 0

September 22, 2017 webmaster Banking, Curaçao, Regulatory

New Zealand: FMA publishes Annual Corporate Plan

www.dlapiper.com/en/newzealand/insights/publications/2017/09/fma-annual-corporate-plan/ fma.govt.nz/news-and-resources/media-releases/fma-publishes-annual-corporate-plan/ 0

September 21, 2017 webmaster New Zealand, Regulatory, Risk Management

Risk Management: Effective Regulatory Change Management

www.accdocket.com/articles/5-keys-to-effective-regulatory-change-management.cfm Click to access Accenture-Regulatory-Change-Management.pdf www.venable.com/the-keys-to-managing-regulatory-change-01-18-2018/ 0

September 21, 2017 webmaster Regulatory, Risk Management

Mexico: Amendments to the Securities Markets Regulations

www.haynesboone.com/alerts/amendments-to-the-mexican-securities-markets-regulations 0

September 18, 2017 webmaster Banking, Mexico, Regulatory

UK: The FX global code – indirect regulatory effect

www.dlapiper.com/en/uk/insights/publications/2017/08/the-fx-global-code-indirect-regulatory-effect/ 0

September 13, 2017 webmaster Foreign Exchange, Regulatory, UK

US: Has FINRA Completed Its Inquiry?

bit.ly/2vDwALR See also: goo.gl/c1Soui 0

September 11, 2017 webmaster Regulatory, Risk Management, US

Luxembourg: Legal Entity Identifiers – Call for action of listed companies and issuers

www.dechert.com/Legal_Entity_Identifiers_A_call_to_action_for_listed_companies_and_issuers_by_the_Luxembourg_Stock_Exchange_08-25-2017/ 0

September 7, 2017 webmaster Luxembourg, Regulatory, Risk Management, Transparency

China: State Council announces Promotion of Foreign Investment

www.wilmerhale.com/pages/publicationsandnewsdetail.aspx?NewsPubId=17179885129 english.gov.cn/policies/latest_releases/2017/08/17/content_281475795611082.htm 0

September 7, 2017 webmaster China, Regulatory

235 of 246« Previous 1…233 234235236 237…246 Next »