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Colombia: Central Bank issues new Foreign Investment Rules (Span)

bit.ly/2v7JW3x Click to access 115_Comunicado_de_prensa_08082017.pdf 0

September 5, 2017 webmaster Colombia, Regulatory, Transparency

Turkey: Borsa Istanbul’s Product Range Deepens

bit.ly/2vIx3Q7 0

September 4, 2017 webmaster Banking, Regulatory, Turkey

UK: OFSI financial sanctions guidance updated

www.kingsleynapley.co.uk/insights/blogs/criminal-law-blog/new-guidance-on-financial-sanctions-ofsi-approach-to-compliance-and-enforcement www.brightlinelaw.co.uk/BLL-Portal/Extended-financial-sanctions-enforcement-powers.html Click to access financial_sanctions_guidance_august_2017.pdf www.hfw.com/Global-Investigations-and-Enforcement-OFSI-NCA-Red-Alert-Evasion-Typologies Update: Financial Sanctions—Ten Key Due Diligence Principles | Paul Hastings LLP www.shlegal.com/insights/who-calls-the-shots-fcdo-issues-guidance-on-ownership-and-control-in-uk-sanctions-regulations 0

September 4, 2017 webmaster Regulatory, Sanctions, UK

Canada: Securities Regulators provide guidance on Conflict of Interest transactions

www.dentons.com/en/insights/alerts/2017/august/14/securities-regulators-provide-enhanced-guidance-on-material-conflict-of-interest-transactions 0

August 31, 2017 webmaster Canada, Regulatory

Saudi Arabia: Transformational Privatization Plans

info.dechert.com/10/9009/july-2017/saudi-arabia-s-transformational-privatization-plans.asp?sid=851663ca-7486-4a0b-812e-a75d3c02aec4 0

August 30, 2017 webmaster Regulatory, Saudi Arabia

UK: How foreigners can be made public by the UK register estate planning

www.withersworldwide.com/news-publications/how-us-persons-can-be-made-public-by-the-uk-register-estate-planning 0

August 30, 2017 webmaster Regulatory, Transparency, UK

US: SEC charges Chief Compliance Officer for failure to verify information

bit.ly/2v7DWXO www.fcpablog.com/blog/2017/8/17/sec-fines-chief-compliance-officer-for-inaccurate-securities.html See also: www.fredlaw.com/the_ticker/2017/09/27/1642/compliance_professionals_beware_recent_sec_case_highlights_risk_of_personal_liability 0

August 29, 2017 webmaster Banking, Money Laundring, Regulatory, Risk Management

Hong Kong: Renewed SFC focus on private funds and discretionary accounts

www.deacons.com.hk/news-and-insights/publications/renewed-sfc-focus-on-private-funds-and-discretionary-accounts.html 0

August 22, 2017 webmaster Funds, Hong Kong, Regulatory, Risk Management

US: CFTC Approves First Digital Currency Derivatives Exchange

buckleysandler.com/blog/2017-07-26/cftc-approves-first-digital-currency-derivatives-exchange See also: Growing up: crypto derivatives 0

August 21, 2017 webmaster Banking, Crypto Currencies, Regulatory, US

New Zealand: Bill reforming financial adviser regime introduced to Parliament

www.dlapiper.com/en/newzealand/insights/publications/2017/08/bill-reforming-financial-adviser/ www.mbie.govt.nz/info-services/business/business-law/financial-advisers/review-of-financial-advisers-act-2008 www.chapmantripp.com/publications/financial-adviser-reforms-underway 0

August 18, 2017 webmaster Banking, New Zealand, Regulatory

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