www.srz.com/resources/mifid-ii-final-fca-rules-published.html Update: www.aoshearman.com/en/insights/webinar-ahead-of-the-curve-latest-developments-in-trade-transparency-requirements#page=1 0
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www.regulationtomorrow.com/eu/fca-publishes-asset-management-market-study-not-quite-an-earthquake-but-beware-of-the-aftershocks/ www.rpc.co.uk/perspectives/financial-services-regulatory-and-risk/fca-proposes-remedies-following-asset-management-sector-market-study www.ropesgray.com/newsroom/alerts/2017/06/FCA-publishes-final-report-on-competition-in-UK-asset-management.aspx bit.ly/2stJmek sites.herbertsmithfreehills.vuturevx.com/58/14295/compose-email/uk-fca-asset-management-market-study—final-report.asp www.fca.org.uk/news/press-releases/fca-publishes-final-report-asset-management-sector Click to access ms15-2-3.pdf www.fca.org.uk/publications/consultation-papers/cp17-18-consultation-implementing-asset-management-market-study 0
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www.jonesday.com/The-Department-of-the-Treasury-Issues-Recommendations-on-the-Regulation-of-US-Depository-Institutions-06-29-2017/?RSS=true Click to access 2016-06-21-Financial-Regulation-Alert.pdf 0
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bit.ly/2tuyLor Click to access WGGF-Phase-1-report-and-recommendations-for-Phase-2.pdf 0
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www.cms-lawnow.com/regzone/articles/2017/june/singapore-association-of-banks-updates-guidelines-for-outsourced-service-providers?cc_lang=en&ec_as=A077F5EFDA9341B8AB6DDC6F8E8B4CF6 www.mas.gov.sg/Regulations-and-Financial-Stability/Regulatory-and-Supervisory-Framework/Risk-Management/Operational-Risk.aspx abs.org.sg/industry-guidelines/outsourcing Click to access abs_outsource_guidelines.pdf 0
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www.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/enforcement-news/doc?refNo=17PR86 0
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www.bdlawcorner.com/2017/06/rogue-brokers-the-numbers-do-not-tell-the-whole-story/ See also: bit.ly/2siryTz 0
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bit.ly/2sulj2l www.natlawreview.com/article/sec-settles-charges-against-barclays-capital-overcharging-advisory-clients www.sec.gov/news/press-release/2017-98 0
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