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Archive by categoryRegulatory (Page 36)
Court Rejects CFPB’s Argument that “Discrimination” is Subsumed in “Unfairness” | Find Know DoCFPB “Unfairness Discrimination” Struck Down | Consumer Financial Services Review (cfsreview.com)Texas Court Strikes Down CFPB Policy Expanding UDAAP Authority to Prohibit Discrimination in Noncredit Financial Products and Services // Cooley // Global Law Firm 0
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November 6, 2023 webmaster
Litigation, Regulatory, US
Expansion of OSFI’s Powers to Supervise Non-Financial Risks: Compliance Challenges for FRFIs – McMillan LLPOSFI Provides Additional Details about its New Supervisory Framework Effective April 2024 – McMillan LLPOSFI Issues Draft Integrity and Security Guideline | McCarthy TétraultOSFI releases drafts for Guideline E-21 and the Integrity and Security...
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November 6, 2023 webmaster
Canada, Regulatory
Investment Advisers Fined for Failing to Ensure Relevancy of Hypothetical Performance Ads | Find Know Do 0
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November 3, 2023 webmaster
Banking, Regulatory, US
Broker-Dealer Fined for Failing to Respond to Potential Manipulative Trading | Find Know Do 0
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November 3, 2023 webmaster
Regulatory, US
IRS Opens 2024 Application Period for the Compliance Assurance Program (CAP) | Insights | Greenberg Traurig LLP (gtlaw.com) 0
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November 2, 2023 webmaster
Focus Topics, Regulatory, Tax
CFTC Settles Enforcement Actions Against Developers of DeFi Protocols | Find Know DoCFTC Crackdown: Three DeFi Platforms Face Enforcement Actions (mwe.com)CFTC Lays Claim to DeFi Regulation – Blockchain (bakermckenzie.com) CFTC Settles Enforcement Actions Against Developers of DeFi Protocols | Find Know DoCFTC Crackdown: Three DeFi Platforms Face Enforcement...
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November 1, 2023 webmaster
Blockchain, Crypto Currencies, Regulatory, US
How do you successfully operationalize your client risk rating model? | EY – Switzerland 0
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October 31, 2023 webmaster
Money Laundring, Regulatory, Risk Management
Understanding Your New Obligations Under the NYDFS Amended Cybersecurity Regulations | 07 | 2023 | Videos | Insights & Events | Squire Patton Boggs Update:NY DFS Amendments to Cybersecurity Regulations | Consumer Financial Services Law MonitorNYDFS Releases Major Update to Part 500 Cybersecurity Requirements for Financial Services Companies...
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October 31, 2023 webmaster
Cyber Security, Regulatory, US
Delaware Trust Act 2023 Legislative Update: Delaware Law Firm, Attorneys (morrisnichols.com) 0
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October 31, 2023 webmaster
Regulatory, Trusts, US
Private Equity Firm Fined for Misleading Disclosures | Find Know Do 0
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October 30, 2023 webmaster
Private Equity, Regulatory, US
