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UK: FCA investigates Bank Account Closures, including for PEP Customers

FCA Investigates Bank Account Closures, Including for PEP Customers | Global Investigations & Compliance ReviewThe FCA’s PEP talk….. (shlegal.com)www.kingsleynapley.co.uk/insights/blogs/dispute-resolution-law-blog/de-banking-why-this-is-a-growing-concernThe FCA Seeks the Experiences of Politically Exposed Persons (rahmanravelli.co.uk)Shearman & Sterling LLP | FinReg | FCA Reviews Treatment of Politically Exposed PersonsUK “de-banking”: Latest UK government and FCA developments...
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Banking, Money Laundring, Regulatory, UK ESG Investments, Regulatory, US Divorce, Regulatory, US Australia, Estate Planning, Regulatory, Wills Crypto Currencies, Regulatory, US

US: SEC brings first NFT Enforcement Case

SEC Brings First NFT Enforcement Case | Blockchain Legal ResourceFor the First Time, the US SEC Sanctions an NFT Issuer for Selling Unregistered Securities in SEC v. Impact Theory | Perspectives & Events | Mayer BrownSEC Cracks Down on NFTs With First-Of-Its-Kind Enforcement Action (mwe.com)The SEC’s Sudden Impact...
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Crypto Currencies, Regulatory, US Brazil, Litigation, Regulatory, Tax

US: SEC adopts extensive new Regulation of Private Fund Advisers

SEC Adopts Extensive New Regulation of Private Fund Advisers | Find Know DoSEC Adopts Sweeping New Rules for Private Fund Advisers (friedfrank.com)The Private Fund Adviser Rule and the Kirschner Decision: An August Doubleheader | Retained InterestKirschner: Second Circuit Holds That Syndicated Loans Are Not (friedfrank.com)The Second Circuit Affirms...
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Funds, Investment Funds, Regulatory, US Foreign Exchange, Nicaragua, Regulatory Crypto Currencies, ESG Investments, Regulatory, Risk Management, US