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HMRC’s updated unallowable purpose guidance – helpful? – Macfarlanes See also:www.cadwalader.com/brass-tax/index.php?nid=76&eid=322 0
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October 18, 2023 webmaster
Regulatory, Tax, Tax Planning, UK
Massachusetts Court Says Broker-Dealers Can Be Held to Fiduciary Standard | Find Know Do 0
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October 17, 2023 webmaster
Banking, Regulatory, US
whistleblowing-in-the-financial-services-sector-a-global-perspective.pdf (shlegal.com) 0
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October 16, 2023 webmaster
Banking, Education, France, Hong Kong, Regulatory, Singapore, UAE, UK
Limited Partner Exception Challenged by Hedge Fund Legend – Brass Tax (cadwalader.com) Update:insightplus.bakermckenzie.com/bm/viewContent.action?key=Ec8teaJ9VapLGXEEuESXYl7eOOGbnAEFKCLORG72fHz0%2BNbpi2jDfaB8lgiEyY1JAvAvaah9lF1P4Yhmok33cA%3D%3D&nav 0
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October 16, 2023 webmaster
Funds, Litigation, Regulatory, Tax, US
t.ly/mCvUpwww.gmlaw.com/news/irs-penalties-and-what-you-can-do-about-them/ 0
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October 13, 2023 webmaster
Litigation, Regulatory, Tax, US
SEC Narrows Exemption from FINRA Membership | Find Know Do 0
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October 13, 2023 webmaster
Banking, Regulatory, US
Navigating limitation period labyrinth – Pitfalls in timelines of passing assessment orders under Section 144C read with Section 153 | Lakshmikumaran & Sridharan Attorneys (lakshmisri.com) 0
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October 12, 2023 webmaster
India, Litigation, Regulatory, Tax
SEC Cybersecurity Rules: Considerations for Incident Response Planning | Insights | Holland & Knight (hklaw.com) See also:Data Security Incident Response Plans — Some Practical Suggestions | BLG 0
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October 11, 2023 webmaster
Cyber Security, Regulatory, US
Update concerning anti-money laundering and countering the financing of terrorism provisions for trustees and private trust companies (gov.je)Amendments to the Proceeds of Crime (Duties of Non-Professional Trustees) (Jersey) Order 2016 — Jersey Financial Services Commission (jerseyfsc.org)Update on guideline amendments for Trustees and Private Trust Companies — Jersey Financial...
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October 10, 2023 webmaster
Jersey, Money Laundring, Private Trust Company, Regulatory, Trusts
www.findknowdo.com/news/08/21/2023/investment-adviser-fined-misleading-ads-based-hypothetical-performance 0
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October 9, 2023 webmaster
Banking, Regulatory, US