US: HSBC settles CFTC Charges for Market Manipulation with 45 Million USD Payment
www.findknowdo.com/news/05/16/2023/firm-settles-cftc-charges-market-manipulation 0
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Education: The Impact of Interest Rates on M&A
www.koleyjessen.com/newsroom-publications-m-a-market-updateyheimpactoofinterestrates 0
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Canada: Vancouver Empty Homes Tax to remain at 3%
t.ly/_kkoEmpty Homes Tax Amended to Add Exemption for Completed but Unsold Condominiums in Vancouver | McCarthy Tétraultwww.thor.ca/tax-alerts/reminder-vancouver-empty-homes-tax-declaration-due-february-2/ 0
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US: Two Broker-Dealer Firms settle SEC Charges for “Unapproved Communications”
www.findknowdo.com/news/05/15/2023/two-broker-dealer-firms-settle-sec-charges-unapproved-communications 0
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Vietnam: New Reporting Requirements of Financial Institutions to the State Bank concerning high value Transactions
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Australia: Family Disputes and Mediation – Is it a good time to involve a Mediator?
www.hopgoodganim.com.au/page/knowledge-centre/blog/family-disputes-and-mediation See also:Do I need to attend Mediation in my family law matter? | Ivy Law GroupIt Depends – Do I need to attend mediation for my family law matter? – Cooper Grace Ward (cgw.com.au) 0
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US: Broker-Dealer settles FINRA Charges on insufficient Minimum Net Capital
www.findknowdo.com/news/05/15/2023/broker-dealer-settles-finra-charges-insufficient-minimum-net-capital 0
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Brazil: New Tax Rules for Individuals with Foreign Income
t.ly/b5r7 Update:Brazil: Joint Committee approves Report on Provisional Measure 1.172/23 including taxation of foreign investments of Brazilian individuals – Trench Rossi WatanabeBrazil: Government sends Bill that proposes to tax income earned abroad by individuals resident – Baker McKenzie InsightPlusBrazil: Provisional Measure N. 1,171/23 – Baker McKenzie InsightPluswww.loyensloeff.com/insights/news–events/news/brazilian-taxation-of-foreign-investment-income/insightplus.bakermckenzie.com/bm/tax/brazil-brazillian-irs-publishes-normative-instruction-regulating-the-taxation-of-investments-abroad 0
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Australia: Victims of Fraud may recover Loss from their Bank – the Quincecare Duty
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US: Broker-Dealer and CEO settle FINRA Charges for “Regulation Best Interest” and Supervision Violations
www.findknowdo.com/news/05/15/2023/broker-dealer-and-ceo-settle-finra-charges-reg-bi-and-supervision-violations See also:www.findknowdo.com/news/05/22/2023/broker-dealer-penalized-reg-bi-and-form-crs-failuresBroker-Dealer Fined for Reg BI Violations | Find Know Do 0
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