Risk Management: Board Observer Rights

Click to access Hedgeweek_Special_Report_Cayman_Islands_Hedge_Fund_Services_2017_dms.pdf www.mayerbrown.com/en/perspectives-events/publications/2023/03/board-observers-spectators-or–participants-help-or-hindrance 0
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Cayman Islands, Corporate Governance, Family Business, Funds, Risk Management Alternative Dispute Resolution, Asset Protection, China, Hong Kong, Litigation Divorce, Litigation, UK Banking, US Brazil, Tax, Tax Amnesty, Voluntary Disclosure

European Union: ESMA Opinion on UCITS Share Classes

Click to access UCITS-Share-Classes-%E2%80%93-Recent-ESMA-Opinion.pdf Click to access MiFID_II_-_ESMA_Clears_a_Path_for_a_Simple_Form_of_Identified_Target_Mar___.pdf See also: www.camilleripreziosi.com/en/news-resources/1/2441/esma-published-updated-qa-on-aifmd   0
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ETFs, European Union, Funds, Ireland

US: SEC charges Broker-Dealer and AML Officer for failing to file SAR Report

www.cahill.com/publications/firm-memoranda/2017-02-03-sec-charges-broker-dealer-and-aml-officer-for-failing-to-file-sars-related-to-pump-and-dump-scheme www.bryancave.com/en/thought-leadership/sec-brings-charges-against-new-york-brokerage-firm-and-its-chief.html bit.ly/2vphj5F See also: www.findknowdo.com/news/05/12/2021/broker-dealer-settles-sec-charges-sar-filing-failures?utm www.findknowdo.com/news/12/16/2022/sec-charges-broker-dealer-failing-file-sars 0
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Banking, Money Laundring, US Corporate Law, Guernsey Canada, Education, Estate Planning, Ownership Corporate Governance, Corporate Law, Family Business, India