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US: Is FATCA’s Tax Revenue Going to Offset Its IRS and Industry Costs?

kluwertaxblog.com/2017/04/18/15527/ 0

May 4, 2017 webmaster Banking, Information Exchange, Tax, Tax Information Exchange Agreement, US

US: Bank Employees fined for AML Violations

buckleysandler.com/blog/2017-04-06/fdic-fines-two-california-bank-employees-bsaaml-violations 0

May 3, 2017 webmaster Banking, Money Laundring, Risk Management, US

Netherlands: Revised General Banking Conditons

www.stibbe.com/en/news/2017/april/revised-general-banking-conditions bit.ly/2yTZ6ix 0

May 3, 2017 webmaster Banking, Netherlands, Regulatory

Ireland: Banking Regulation – Subsidiary or Branch?

byrnewallace.com/news-and-recent-work/publications/regulation-of-banking-in-ireland-subsidiary-or-branch.html See also: Click to access The-Banking-Regulation-Review-Fifth-Edition-Ireland-Chapter-June-2014.pdf 0

May 2, 2017 webmaster Banking, Ireland, Regulatory

Switzerland: New Guidance on Corporate Governance for Banks, Securities Dealers and Financial Groups

bit.ly/2oq8CU9 www.finma.ch/en/~/media/finma/dokumente/dokumentencenter/myfinma/rundschreiben/finma-rs-2017-01.pdf?la=en Also see: bit.ly/2oniix1 0

May 1, 2017 webmaster Banking, Corporate Governance, Regulatory, Risk Management, Switzerland

European Union: Merger of LSE and Deutsche Börse blocked

bit.ly/2p0hFMq 0

April 27, 2017 webmaster Banking, European Union, Germany, Regulatory, UK

Australia: Professional Standards of Financial Advisers amended

www.austlii.edu.au/au/legis/cth/num_act/casofaa2017648/ www.gtlaw.com.au/insights/legislation-and-proposed-legislation-march-2017# Reforms to boost consumer confidence in the financial adviser industry 0

April 27, 2017 webmaster Australia, Banking, Regulatory

Switzerland: Legal Privilege in Internal AML Investigations

bit.ly/2nHGrfR Click to access Huber%20Laenzlinger.pdf See also: riskandcompliance.freshfields.com/post/102ieuh/mind-your-privilege-recent-developments-in-the-law-of-privilege 0

April 25, 2017 webmaster Banking, Litigation, Money Laundring, Switzerland

UK: Will Brexit have an impact on Offshore Financial Services?

Click to access HARNEYS%20Will%20Brexit%20have%20an%20impact%20on%20offshore%20financial%20services.pdf www.charlesrussellspeechlys.com/en/news-and-insights/insights/financial-services/2018/brexit-and-financial-services-firms/ 0

April 21, 2017 webmaster Banking, Bermuda, British Virgin Islands, Cayman Islands, European Union, UK

UK: New Fining Powers for the UK’s Financial Sanctions Watchdog

bit.ly/2ok0zcF knowledge.freshfields.com/en/Global/r/1923/hm_treasury_publishes_guidance_on_the_monetary_penalties 0

April 20, 2017 webmaster Banking, Regulatory, Risk Management, UK

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