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UK: No fraudulent Misrepresentations made in Sale of RMBS-linked Notes

www.macfarlanes.com/what-we-think/in-depth/2023/no-fraudulent-misrepresentations-made-in-sale-of-rmbs-linked-notes/ 0

December 28, 2023 webmaster Banking, Litigation, UK

Switzerland: The Duty to register for Client Advisors of foreign Financial Service Providers

The Duty to Register for Client Advisors of Foreign Financial Service Providers | Pestalozzi Attorneys at Law (pestalozzilaw.com) 0

December 22, 2023 webmaster Banking, Regulatory, Switzerland

South Korea: Financial Regulator announces ban on covered short sale Trades until June 30, 2024

FSS Poised to Enhance Investigation of Short-Selling by Global Investment Banks (shinkim.com)News & Insights – BAE, KIM & LEE LLC (bkl.co.kr) 0

December 18, 2023 webmaster Banking, Regulatory, South Korea

US: SEC adopts Short-Selling Transparency Rules

SEC Adopts Short-Selling Transparency Rules (friedfrank.com) 0

December 18, 2023 webmaster Banking, Regulatory, US

US: How Banks can stay on Top of emerging AI Risks and Regulations

How Banks Can Stay on Top of Emerging A.I. Risks and Regulations | Phelps Dunbar LLP 0

December 18, 2023 webmaster Artificial Intelligence, Banking, Regulatory, Risk Management, US

UK: Mediating Banking Disputes – The Role of Senior Decision Makers

Mediating Banking Disputes – The Role of Senior Decision Makers – CEDR 0

December 11, 2023 webmaster Alternative Dispute Resolution, Banking, UK

UK: PRA and FCA remove Bankers’ Bonus Cap – what should Financial Services Firms do now?

PRA and FCA remove bankers’ bonus cap – what should financial services firms do now?, Alice Greenwell, Lauren Evans, Amy Rentell (freshfields.com)The U.K. Abolishes the Bonus Cap for Banks | Paul Hastings LLPImmediate end of bankers’ bonus cap announced (shlegal.com)Big bonuses – share the wealth? (penningtonslaw.com)United Kingdom: Bankers...

December 8, 2023 webmaster Banking, Regulatory, UK

UK: The Banker’s Duty of Confidentiality

The Banker’s Duty of Confidentiality | Morton Fraser Lawyers | Edinburgh and Glasgow (morton-fraser.com) 0

December 7, 2023 webmaster Banking, Litigation, UK

UK: Privy Council considers Norwich Pharmacal and Bankers Trust Disclosure Orders against Banks

hsfnotes.com/cf/2023/10/27/privy-council-considers-norwich-pharmacal-and-bankers-trust-disclosure-orders-against-banks/www.rahmanravelli.co.uk See also:www.rahmanravelli.co.uk/expertise/asset-tracing-and-recovery/articles/the-extra-territorial-scope-of-bankers-trust-orders/ 0

December 7, 2023 webmaster Banking, Litigation, Mauritius, Transparency, UK

Mexico: Proposed Decree reforming financial Laws sent to Chamber of Deputies for Approval

Mexico: Proposed decree reforming financial laws sent to Chamber of Deputies for approval | DLA Piper 0

December 5, 2023 webmaster Banking, Mexico, Regulatory

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