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EU: EIOPA issues a Warning to Insurers and Banks on Credit Protection Insurance (CPI) Products

tinyurl.com/3wxyj4cf 0

December 1, 2022 webmaster Banking, European Union, Insurance, Regulatory

China: Banking and Insurance Regulatory Commission issues Rules on internal Controls of Wealth Management Companies

tinyurl.com/2p88vjdbwww.hankunlaw.com/en/portal/article/index/cid/8/id/12577.html 0

November 30, 2022 webmaster Banking, China, Regulatory

Bulgaria: Finance Ministry announces Blueprint for Adoption of the Euro in 2024

www.cms-lawnow.com/ealerts/2022/10/bulgarian-finance-ministry-announces-blueprint-for-adoption-of-the-euro-in-2024?cc_lang=en 0

November 24, 2022 webmaster Bulgaria, Foreign Exchange, Regulatory

US: FINRA issues Guidance on Managing Succession Plans

www.findknowdo.com/news/11/02/2022/finra-issues-guidance-managing-succession-plans 0

November 24, 2022 webmaster Banking, Regulatory, US

US: SEC adopts Rule requiring Listed Companies to have Clawback Policies

www.findknowdo.com/news/10/27/2022/sec-adopts-rule-requiring-listed-companies-have-clawback-policieswww.jonesday.com/en/insights/2022/11/sec-adopts-final-doddfrank-act-clawback-rules-atoz-explanation 0

November 22, 2022 webmaster Banking, Regulatory, US

Trends: How Central Banks are assessing the Resiliency of Financial Institutions to various Climate Scenarios

prospectlaw.co.uk/news/article/climate-resiliency-testing-bankswww.cadwalader.com/cwt-climate/index.php?eid=40&nid=7 0

November 17, 2022 webmaster Banking, Regulatory, Trends

New Zealand: FMA warns InvestNow for AML/CFT Deficiencies and Failures

www.minterellison.co.nz/our-view/fma-warns-investnow-for-aml-cft-deficiencies-and-failures 0

November 16, 2022 webmaster Banking, Money Laundring, New Zealand, Regulatory

UK: Amended Bill gives Police Powers to monitor Financial Accounts of Persons suspected of “corrupt financial Influence”

www.gov.uk/government/news/foreign-influence-registration-scheme-to-make-clandestine-political-activity-illegalwww.lawgazette.co.uk/law/legal-services-exemption-in-foreign-agents-clampdown/5114000.article 0

November 15, 2022 webmaster Banking, Regulatory, UK

US: Broker-Dealer fined for “unreasonable” Mark-Ups

www.findknowdo.com/news/10/19/2022/broker-dealer-fined-unreasonable-mark-ups 0

November 14, 2022 webmaster Banking, Regulatory, US

Risk Management: Preparedness for Climate-Related Litigation in the Financial Sector

financialinstitutions.bakermckenzie.com/2022/10/17/preparedness-for-climate-related-litigation-in-the-financial-sector/#page=1 0

November 11, 2022 webmaster Banking, ESG Investments, Litigation, Risk Management

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