UAE: Financial Services Regulation
www.twobirds.com/en/insights/2024/uae/financial-services-regulation-in-the-uae 0
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Home » Posts taggedBanking (Page 7)
UK: HSBC fined for historic Depositor Protection Failings with over 57 million Pounds
my.slaughterandmay.com/insights/client-publications/financial-regulation-hsbc-fined-for-historic-depositor-protection-failings-lessons-for-banks-january-2024 0
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US: SEC expands the Definition of “Broker-Dealer” under the Securities Exchange Act
www.findknowdo.com/news/02/06/2024/sec-expands-definition-broker-dealer-under-seawww.findknowdo.com/news/02/14/2024/regulatory-intelligence-commentary-sec-expands-broker-dealer-registration-requirement-rule-consequences-legal-questionswww.findknowdo.com/news/05/31/2024/updated-memorandum-sec-expands-definition-broker-dealer-under-sea 0
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Malaysia: High Court rules Bank cannot turn a blind Eye to a Notice of fraudulent Transaction received under the SWIFT System
www.skrine.com/insights/alerts/february-2024/high-court-bank-cannot-turn-a-blind-eye-to-a-notic 0
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France: WHT on Dividends – Banking Institutions and Beneficial Ownership
wts.com/global/publishing-article/20240117-france-french-wht-on-dividends-banking-institutions-and-beneficial-ownership~publishing-article 0
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US: Bank settles OCC Charges for AML Violations with 65 Million USD Payment
www.findknowdo.com/news/02/01/2024/bank-settles-occ-charges-aml-violations 0
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US: NYAG sues Bank for Failure to protect electronic Fraud Victims
www.findknowdo.com/news/01/30/2024/nyag-james-sues-bank-failure-protect-electronic-fraud-victimswww.stateagreport.com/news/ag-james-to-citibank-no-more-ignoring-red-flags/#page=1 0
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India: RBI revamps Norms to align the Issuance of Commercial Papers and Short Term Non-Convertible Debentures
www.jclex.com/displaynews2.php?conid=625 0
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UK: Upcoming Changes to High Net Worth and Sophisticated Investor Certifications
insights.devonshires.com/post/102iyen/looking-at-the-upcoming-changes-to-high-net-worth-and-sophisticated-investor-cert 0
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Gibraltar: Continued Passporting Rights with the UK
www.gibraltarlaw.com/insights/post/102ixlx/gibraltar-and-the-uk-continue-enjoying-passporting-rights/ 0
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