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Posts taggedBanking (Page 82)
www.jdsupra.com/legalnews/central-bank-of-venezuela-creates-96006/ www.hklaw.com/en/insights/publications/2019/06/venezuela-update-june-21-2019 0
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August 2, 2019 webmaster
Banking, Foreign Exchange, Venezuela
economia.icaew.com/news/june-2019/uk-government-settles-lawsuit-with-irans-bank-mellat www.bailii.org/uk/cases/UKSC/2013/39.html 0
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July 30, 2019 webmaster
Banking, Iran, Sanctions, UK
www.findknowdo.com/news/06/17/2019/broker-dealer-settles-finra-charges-failing-report-outside-activities?utmhttps://www.findknowdo.com/news/08/27/2019/finra-fines-general-securities-representatives-failing-disclose-outside-business?utm 0
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July 24, 2019 webmaster
Banking, US
www.herbertsmithfreehills.com/latest-thinking/product-intervention-powers-and-design-and-distribution-obligations-in-fs See also:www.apiax.com/blog/how-financial-institutions-digitise-cross-border-compliance-frameworks/?utmwww.globalbankingandfinance.com/the-scope-and-complexities-of-risk-management-in-financial-services/ 0
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July 23, 2019 webmaster
Australia, Banking, European Union, France, Germany, Hong Kong, Regulatory, Risk Management, Singapore, Spain, UAE, UK
www.findknowdo.com/news/06/07/2019/finra-clarifies-when-capital-acquisition-brokers-may-accept-equity-securities?utm 0
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July 22, 2019 webmaster
Banking, US
Click to access 27.2018.pdf Update:barlaw.co.il/client-updates/isa-new-obligations-for-foreign-brokerage-service-providers 0
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July 18, 2019 webmaster
Banking, Israel, Regulatory
blogs.dlapiper.com/iptitaly/?p=58435#more-58435 0
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July 18, 2019 webmaster
Artificial Intelligence, Banking, European Union, Italy
www.minterellison.com/articles/overview-boe-speech-governance-implications-of-aiwww.taylorwessing.com/-/media/taylor-wessing/files/germany/2023/04/tw_23_ai-in-financial-services_embracing-the-new-reality.pdfHogan Lovells | About the AI Hubwww.bankofengland.co.uk/prudential-regulation/publication/2023/october/artificial-intelligence-and-machine-learning?utmwww.burges-salmon.com/news-and-insight/legal-updates/pensions/the-burges-salmon-pensions-pod/how-much-do-you-know-about-ai-artificial-intelligence-and-how-it-is-impacting-the-pensions-industry See also:https:www2.deloitte.com/content/dam/Deloitte/ch/Documents/financial-services/ch-en-fsi-ai-and-risk-management.pdfwww.dlapiper.com/en/us/insights/publications/2022/10/the-human-factor-in-artificial-intelligence-ai/blog.burges-salmon.com/post/102i032/the-robots-are-coming-artificial-intelligence-in-financial-servicescorporate.cyrilamarchandblogs.com/2023/02/fig-paper-no-19-series-1-ai-ml-chatgpt-legal-and-regulatory-considerations-for-financial-service-use-cases/#page=1Artificial Intelligence: regulatory changes and the impact on the banking world | Morton Fraser Lawyers | Edinburgh and Glasgow (morton-fraser.com)ai-in-financial-services-cms-update-autumn-2023 (cms-lawnow.com)UK Regulation of AI and Machine Learning in the Financial Services Sector – Kemp IT Lawwww.dacbeachcroft.com/en/gb/articles/2023/december/the-dacb-ai-explainer-article-3-the-uk-approach-what-is-the-united-kingdoms-approach-to-ai-regulation/www.foxwilliams.com/2023/12/21/key-considerations-when-building-and-integrating-ai-models-in-the-financial-services-sector/ 0
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July 17, 2019 webmaster
Artificial Intelligence, Banking, Regulatory, UK
www.troutman.com/insights/compliance-alert-registration-and-reporting-requirements-applicable-to-banks-that-hold-physical-securities-certificates.html 0
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July 16, 2019 webmaster
Banking, Regulatory, US
www.ogier.com/publications/cayman-securities-investment-business-changes-for-excluded-persons maples.com/Knowledge-Centre/Industry-Updates/2019/06/Cayman-Islands-Amends-Securities-Investment-Business-Law www.mourant.com/file-library/media—2019/2019—updates/changes-to-the-excluded-person-regime-under-the-securities-investment-business-law.pdfbit.ly/2YklRW4 Click to access SIBL-19-06-2019NoticetoIndustry-ExcludedPersonAML-CFTFormsandRe-re.._final_1560977276.pdf 0
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June 21, 2019 webmaster
Cayman Islands, Money Laundring