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Israel: Law for Reducing the use of Cash

goo.gl/4i7bL7 0

April 13, 2018 webmaster Banking, Israel, Money Laundring

US: SEC Scrutinizes Wealth Management Industry

www.cadwalader.com/resources/clients-friends-memos/under-advisement-sec-scrutinizes-wealth-management-industry 0

April 10, 2018 webmaster Banking, Regulatory, Risk Management, US

UK: Former Co-operative Bank Chair banned from the financial services industry

www.dentons.com/en/insights/alerts/2018/march/20/former-cooperative-bank-chair-paul-flowers-banned-from-the-financial-services-industry 0

April 6, 2018 webmaster Banking, Regulatory, UK

Australia: New Banking Executive Accountability and Related Measures Act

www.minterellison.com/articles/the-bear-bill-has-passed-both-houses-and-will-become-law www.dibbsbarker.com/publication/Banking_Executive_Accountability_Regime_becomes_law.aspx www.gtlaw.com.au/insights/legislation-proposed-legislation-february-2018 www.legislation.gov.au/Details/C2018A00005 0

March 9, 2018 webmaster Australia, Banking, Regulatory, Risk Management

UK: Register showing UK shareholder rebellions launched

goo.gl/jsV9se www.iasplus.com/en-gb/news/2017/12/ia-public-register 0

March 8, 2018 webmaster Banking, Transparency, UK

Switzerland: Updated FINMA-rules on Video and Online-Identification

www.finma.ch/en/news/2018/02/20180213-mm-rs-video-und-online-identifizierung/ www.mme.ch/en/magazine/magazine-detail/url_magazine/partial_revision_of_the_finma_circular_20167_video_and_online_identification/ 0

February 27, 2018 admin Banking, Money Laundring, Switzerland

Risk Management: The Effectiveness of Suspicious Activity Reports

blogs.oracle.com/financialservices/the-effectiveness-of-suspicious-activity-reports 0

February 23, 2018 admin Banking, Risk Management

Qatar: Central Bank prohibits dealing with Bitcoin

Click to access Circular%20no.%206-2018.pdf 0

February 20, 2018 admin Banking, Crypto Currencies, Qatar

US: Fed’s Order to Wells Fargo and letters to their Directors

blog.sandw.com/financialservicesspotlight/bank-corporate-governance-fed-lowers-boom-on-wells-directors#page=1 Click to access 12feb18-wells-fargo.pdf www.federalreserve.gov/newsevents/pressreleases/enforcement20180202a.htm 0

February 13, 2018 webmaster Banking, Regulatory, Risk Management, US

Hong Kong: SFC suspends banker for misuse of client list

www.deacons.com.hk/news-and-insights/publications/misuse-of-personal-data.html 0

February 5, 2018 webmaster Banking, Hong Kong, Regulatory

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