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Posts taggedRegulatory (Page 166)
www.ogier.com/publications/identifying-and-managing-conflicts-of-interestSee also:www.jerseyfsc.org/industry/guidance-and-policy/conflicts-of-interests-requirements-under-principle-2-the-code-of-practice-for-investment-business/ 0
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July 28, 2021 webmaster
Corporate Law, Jersey, Regulatory
bit.ly/348lB0x Update:www.whitecase.com/publications/alert/spain-enacts-first-legislation-regulate-cryptocurrencies4actl02jlq5u2o7ouq1ymaad-wpengine.netdna-ssl.com/wp-content/uploads/2021/05/Legal-Landscapes-Governing-Digital-Tokens-in-the-European-Union.pdfwww.garrigues.com/es_ES/garrigues-digital/criptoactivos-sector-financiero-revolucion-mercado-retos-regulatorios 0
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July 28, 2021 webmaster
Crypto Currencies, Regulatory, Spain
blockchain.bakermckenzie.com/2021/04/19/turkey-bans-the-use-of-cryptocurrency-for-payments/#page=1www.cetinkaya.com/insights/crypto-news-regulation-prohibiting-use-crypto-assets-payments-has-been-published-official-gazettewww.cms-lawnow.com/ealerts/2021/04/turkey-introduces-its-first-regulation-on-crypto-assets?cc_lang=enwww.gentemizerozer.com/insights/detail/94/turkish-law-acknowledges-cryptocurrency-but-bans-its-use-for-payments-whats-nextwww.morogluarseven.com/news-and-publications/central-bank-of-turkey-publishes-countrys-first-cryptocurrency-regulation/www.morogluarseven.com/news-and-publications/category/publications/ma-gazette/ma-gazette-edition-103-11-may-2021/ Update:www.morogluarseven.com/news-and-publications/category/publications/ma-gazette/ma-gazette-edition-125-6-april-2023/ See also:www.nsnlawbulletin.com/post/nfts-and-copyright-law 0
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July 27, 2021 webmaster
Crypto Currencies, Regulatory, Turkey
www.cima.ky/upimages/noticedoc/PublicNotice-Administrativefine-IntertrustCorporateServicesCaymanLimited_1620946178.pdfcaymannewsservice.com/2021/05/intertrust-fined-4-2m-over-aml-failings/www.caymancompass.com/2021/05/14/cima-fines-intertrust-more-than-4-2-million-for-aml-breaches/Update:www.caymancompass.com/2021/10/04/intertrust-allowed-to-appeal-cimas-enforcement-action-after-deadline-passed/ 0
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July 26, 2021 webmaster
Cayman Islands, Money Laundring, Regulatory
pinpoint.cch.com.au/news/csh-da-filter!WKAP_TAL_YAITTNEWS_REFERENCE/legauUio3370793sl1249553226/igto-explains-the-taxpayer-s-statutory-right-to-access-the-commissioner-s-reasons 0
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July 26, 2021 webmaster
Australia, Tax
www.shlegal.com/insights/secret-commissions-no-fiduciary-duty-required-to-find-liability-(wood-v-commercial-first)hsfnotes.com/bankinglitigation/2021/06/07/court-of-appeal-determines-that-a-fiduciary-relationship-is-not-a-necessary-pre-condition-to-relief-in-respect-of-an-undisclosed-commission-paid-to-an-agent/#page=1collyerbristow.com/longer-reads/secret-commissions/ 0
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July 23, 2021 webmaster
Banking, Funds, Litigation, Regulatory, UK
www.findknowdo.com/news/07/19/2021/investment-adviser-settles-sec-charges-unsuitable-investments-volatility-linked-exchange-traded-products?utm See also:www.findknowdo.com/news/08/01/2022/broker-dealer-settles-sec-charges-unsuitable-recommendations?utm 0
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July 22, 2021 webmaster
Banking, Regulatory, US
www.findknowdo.com/news/07/09/2021/sec-charges-three-insider-trading-connection-company-pivot-blockchain?utmwww.secactions.com/a-tale-of-two-insider-trading-cases/blockchain.bakermckenzie.com/2021/07/14/saga-continues-for-the-iced-company-whose-stock-price-soared-after-it-added-blockchain-to-its-name/#page=1 0
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July 21, 2021 webmaster
Blockchain, Regulatory, US
www.findknowdo.com/news/07/14/2021/website-operator-settles-sec-charges-unlawfully-touting-digital-assets?utm 0
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July 20, 2021 webmaster
Crypto Currencies, Regulatory, US
bit.ly/2VWGEm1 0
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July 20, 2021 webmaster
Crypto Currencies, Portugal, Regulatory
