Turkey: Asset Ratio for Banks revised
bit.ly/3ojftek 0
Continue reading
Home » Posts taggedRegulatory (Page 191)
Switzerland: Parliament approves new DLT Regulations
www.mme.ch/en/magazine/magazine-detail/url_magazine/swiss_parliament_approves_new_dlt_regulations/www.lenzstaehelin.com/fileadmin/user_upload/newsflash/201005_Improved_legal_framework_for_blockchain_and_DLT.pdfwww.loyensloeff.com/ch/en/news/swiss-dlt-bill-enters-into-force-n21037/www.mme.ch/en/magazine/magazine-detail/url_magazine/the_new_dlt_exchange_license/Swiss Legal Excellence in Blockchain. Navigating the Crypto & Blockchain | LEXcellence | Legal Compliance Regulatory Tax See also:www.mme.ch/de/magazin/das_neue_dlt_handelssystem/ 0
Continue reading
Portugal: Banco de Portugal to supervise activities of virtual assets
www.plmj.com/xms/files/03_Novidades_legislativas/2020/09_setembro/NI_Supervision_by_Banco_de_Portugal_of_activities_involving_virtual_assets.pdfwww.vda.pt/xms/files/05_Publicacoes/2020/Flashes_Newsletters/Flash_VdA_-Virtual_Assets-_Registration_Obligations_of_Entities_that_intend_to_carry_out_Activities_involving_Virtual_Assets.pdf 0
Continue reading
US: Filing of Cross-Border Financial Services Transactions
www.akingump.com/en/news-insights/compliance-reminder-be-180-survey-of-cross-border-financial-services-transactions.htmlwww.lowenstein.com/news-insights/publications/client-alerts/financial-service-providers-must-file-foreign-financial-services-transactions-with-bea-before-october-30-global-trade 0
Continue reading
UK: EEA firms and fund managers may notify FCA if they wish to use the TPR due to Brexit
financialinstitutions.bakermckenzie.com/2020/09/30/brexit-eea-firms-and-fund-managers-can-now-notify-the-fca-if-they-wish-to-use-the-tpr/#page=1Update:www.dlapiperintelligence.com/investmentrules/blog/articles/2021/closure-aifm-landing-slots-under-tpr.htmlblog.burges-salmon.com/post/102hgxc/fca-publishes-its-approach-to-tpr-firms-that-do-not-meet-its-expectations 0
Continue reading
US: Large Investment Bank settles SEC and CFTC Charges for Spoofing with $955.000 payment
Investment Bank Settles SEC and CFTC Charges for Spoofing 0
Continue reading
Venezuela: Superintendence of Cryptoassets rules on crypto remittances between individuals
insightplus.bakermckenzie.com/bm/banking-finance_1/venezuela-the-national-superintendence-of-cryptoassets-and-related-activities-sunacrip-issued-the-rules-applicable-to-cryptoassets-remittances-between-individuals 0
Continue reading
US: Company settles SEC Charges with $9.5 million for Misleading Disclosures
www.findknowdo.com/news/09/30/2020/automobile-company-settles-sec-charges-misleading-disclosures?utm 0
Continue reading
US: Official leaks thousands of banks’ SARs to media
www.icij.org/investigations/fincen-files/www.5sah.co.uk/news-and-events/articles/2020-09-21/how-the-fincen-papers-provide-an-opportunity-to-improve-the-suspicious-activity-report-sars-regimewww.clydeco.com/en/insights/2020/09/the-fincen-files-no-hiding-from-suspicious-activitrm.coe.int/joint-statement-cop-198-moneyval-23-09-2020/16809fad01www.fincen.gov/news/news-releases/statement-fincen-regarding-unlawfully-disclosed-suspicious-activity-reportswww.businessinsider.com/fincen-files-whistleblower-natalie-mayflower-sours-edwards-trump-supporter-reports-2020-9?r=US&IR=T See also:www.kingsleynapley.co.uk/insights/blogs/criminal-law-blog/major-rise-in-sars-volume-and-suspect-funds-locked-uk-fiu-report#page=1 0
Continue reading
US: Company settles SEC charges for Sales of unregistered Tokens with $6.1 million penalty
www.findknowdo.com/news/09/28/2020/gaming-company-settles-sec-charges-sales-unregistered-tokens?utm 0
Continue reading