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Posts taggedRegulatory (Page 196)
collyerbristow.com/longer-reads/wirecard-has-the-german-financial-regulator-lost-its-immunity/ Update:www.dentons.com/en/insights/alerts/2023/february/17/wirecard-court-finds-bafin-not-liable-for-damage-suffered-by-investors 0
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October 8, 2020 webmaster
Germany, Litigation, Regulatory
us.eversheds-sutherland.com/NewsCommentary/Legal-Alerts/234343/OCIE-examining-LIBOR-transition-preparedness-How-investment-companies-should-prepare-now See also:bit.ly/3fQ73GmUpdate:www.gfrlaw.com/what-we-do/insights/regulators-issue-joint-statement-discontinuation-libor 0
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October 8, 2020 webmaster
Banking, Regulatory, US
Backup / Restore www.findknowdo.com/news/08/03/2020/fincen-issues-new-faq-cdd-requirements-covered-financial-institutions?utm ropesgrayinsights.passle.net/post/102gcvs/fincen-responds-to-faqs-regarding-customer-due-diligence-requirements-for-financi buckleyfirm.com/blog/2020-08-06/fincen-clarifies-customer-due-diligence-faqs#page=1 www.crowell.com/NewsEvents/AlertsNewsletters/all/FinCEN-Issues-New-Guidance-for-Complying-with-the-CDD-Rule www.findknowdo.com/news/08/21/2020/nfa-oks-fincen-cdd-faq?utm Update:angle.ankura.com/post/102idri/is-the-cdd-pilar-of-bsa-aml-important-how-can-my-institution-truly-benefit 0
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October 5, 2020 webmaster
Banking, Regulatory, US
www.jonesday.com/en/insights/2020/07/no-search-warrant-required-for-records-of-bitcoin-transactions-the-fifth-circuit-holds 0
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October 2, 2020 webmaster
Crypto Currencies, Regulatory, US
www.reedsmith.com/en/perspectives/2020/08/brexit-access-to-uk-financial-markets-and-investors-under blog.charlesrussellspeechlys.com/post/102h5h5/good-news-for-offshore-private-banks-the-overseas-persons-exclusion-is-here-to-s 0
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October 1, 2020 webmaster
European Union, Regulatory, UK
hsfnotes.com/fsrandcorpcrime/2020/08/04/hong-kong-monetary-authority-consults-on-proposed-code-to-enhance-regulation-and-supervision-of-trust-business-in-banking-sector/#page=1 www.hkma.gov.hk/media/eng/regulatory-resources/consultations/Annex_2_Proposed_Code.pdf globalcompliancenews.com/hong-kong-monetary-authority-releases-consultation-paper-on-enhancing-the-regulation-and-supervision-of-trust-business-20200817/#page=1 www.globalcompliancenews.com/2021/07/06/hong-kong-consultation-paper-on-enhancing-regulation-and-supervision-of-trust-business-25062021/#page=1 0
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October 1, 2020 webmaster
Hong Kong, Regulatory, Trusts
www.zhonglun.com/Content/2022/12-09/1829387889.html 0
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September 30, 2020 webmaster
China, Regulatory
www.corporatefinancialweeklydigest.com/2020/07/articles/uk-developments/fca-launches-enhanced-financial-services-register/#page=1 0
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September 29, 2020 webmaster
Regulatory, UK
finreg.shearman.com/Basel-Committee-on-Banking-Supervision-Publi#page=1 www.bis.org/bcbs/publ/d505.pdf MB Microtalk: BCBS Core Principles | Free Writings & Perspectives 0
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September 25, 2020 webmaster
Money Laundring, Regulatory, Risk Management
www.charlesrussellspeechlys.com/en/news-and-insighs/insights/litigation–dispute-resolution/2020/too-much-information-a-significant-development-in-hmrc-powers/ www.europeantax.blog/post/102gcdd/loosening-up-access-to-informationwww.traverssmith.com/knowledge/knowledge-container/tax-disputes-update-government-publishes-draft-new-rules-expanding-hmrcs-information-powers/ www.taylorwessing.com/fr/insights-and-events/insights/2020/09/extending-hmrcs-information-gathering-powers-should-non-uk-trustees-be-concernedwww.rpc.co.uk/perspectives/tax-take/hmrc-to-gain-further-information-gathering-powers/#page=1Update:brightlinelaw.co.uk/financial-institution-notices/www.cms-lawnow.com/ealerts/2021/11/financial-institution-notices-is-the-scope-of-hmrcs-new-power-broader-than-suggested?cc_lang=en 0
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September 24, 2020 webmaster
Regulatory, Tax, Transparency, UK
