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Ireland: Actions for UCITS following Central Bank’s review of UCITS performance fees

Click to access Review-of-UCITS-performance-fees-Sept-2018.pdf www.dilloneustace.com/publications/central-bank-findings-on-its-thematic-inspection-into-ucits-performance-fees www.mccannfitzgerald.com/knowledge/financial-services-regulation/commission-payments-and-the-consumer-protection-code www.centralbank.ie/news/article/review-ucits-performance-fees-highlights-instances-non-compliance service.betterregulation.com/document/345759 See also: Click to access esma-consults-on-ucits-performance-fees—key-considerations-for-irish-ucits.pdf 0
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Funds, Ireland, Regulatory

Australia: ASIC priorities over the coming year

www.minterellison.com/-/media/Minter-Ellison/Files/Community-Governance-News/Governance-News-2018-September-10.ashx asic.gov.au/about-asic/media-centre/speeches/asic-s-strategic-focus-and-key-priorities-over-the-next-year-improving-conduct-and-restoring-trust/ 0
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Australia, Regulatory, Risk Management Crypto Currencies, Regulatory, Switzerland

China: PBOC issues new compliance requirements for cross-border financial network and information services

www.internationallawoffice.com/Newsletters/Banking/China/Jingtian-Gongcheng/PBOC-issues-new-compliance-requirements-for-cross-border-financial-network-and-information-services www.deacons.com.hk/news-and-insights/publications/foreign-invested-payment-institutions-entering-into-china.html www.dlapiper.com/en/uk/insights/publications/2018/09/companies-which-trade-with-chinese-banks-or-companies/ JUDICIAL INTERPRETATION RELEASED TO REINFORCE ANTI-MONEY LAUNDERING IN CHINA www.pbc.gov.cn/zhengwugongkai/127924/128038/128109/3589177/index.html 0
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Banking, China, Regulatory Regulatory, Risk Management, US Asset Protection, Banking, Jersey, Regulatory Regulatory, US

US: Second Circuit rejects DOJ’s expansive interpretation of the FCPA’s extraterritorial reach to non-US persons

www.arnoldporter.com/en/perspectives/publications/2018/08/second-circuit-limits-governments-ability www.jonesday.com/second-circuit-rejects-dojs-attempt-to-expand-reach-of-the-fcpa-08-29-2018/ Click to access SC-Publication-Second-Circuit-Limits-Extraterritorial-Reach-of-FCPA.pdf www.nortonrosefulbright.com/knowledge/publications/170088/ihoskinsi-second-circuit-rejects-dojs-expansive-interpretation-of-the-fcpas-extraterritorial-reach-to 0
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Regulatory, Risk Management, US Ecuador, Money Laundring, Regulatory, Risk Management Crypto Currencies, Regulatory, Risk Management, US