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Posts taggedRegulatory (Page 229)
www.jdsupra.com/post/documentViewer.aspx?fid=6c49bac9-5391-4180-b6c2-b9739754310f www.coindesk.com/u-s-senators-decry-venezuelan-petro/ www.reuters.com/article/us-venezuela-economy/maduro-says-venezuela-will-issue-5-9-billion-in-oil-backed-cryptocurrency-idUSKBN1EV02S www.coindesk.com/venezuelas-cryptocurrency-plans-draws-ire-us-senate-hearing/ Update: goo.gl/ZVQHF8 goo.gl/WF5qfh 0
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February 2, 2018 webmaster
Crypto Currencies, Regulatory, Risk Management, US, Venezuela
goo.gl/j3jM5f 0
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February 2, 2018 webmaster
Regulatory, Risk Management, US
buckleysandler.com/blog/2018-01-11/finra-releases-2018-regulatory-and-examinations-priorities-letter www.gtlaw.com/en/insights/2018/1/finras-2018-annual-regulatory-and-examinations-priorities www.jdsupra.com/post/documentViewer.aspx?fid=3ab5d99e-72e6-4169-a1d0-be6e48a48912 www.fredlaw.com/news__media/2018/01/22/1774/finra_announces_2018_regulatory_and_examination_priorities www.finra.org/newsroom/2018/finra-releases-2018-regulatory-and-exam-priorities 0
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January 29, 2018 webmaster
Regulatory, Risk Management, US
media.mofo.com/docs/pdf/180111-iflr-broker-dealers/ See also: Massachusetts Court Says Broker-Dealers Can Be Held to Fiduciary Standard | Find Know Do 0
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January 26, 2018 webmaster
Banking, Regulatory, US
www.deacons.com.hk/news-and-insights/publications/sfcs-reminder-on-bitcoin-futures-and-other-cryptocurrency-related-products.html www.shlegal.com/news-insights/bitcoin-futures-the-sfc-outlines-the-regulatory-requirements-and-risks-associated-with-cryptocurrency-related-investment-products www.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?refNo=17PR147 Update: www.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?refNo=18PR13 www.natlawreview.com/article/hong-kong-regulators-take-action-against-cryptocurrency-exchanges-and-icos www.lw.com/thoughtLeadership/Hong-Kongs-New-Crypto-Regulatory-Framework-to-Facilitate-Greater-Institutional-Participation Legal update: SFC warns of risks associated with NFTs 0
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January 26, 2018 webmaster
Crypto Currencies, Hong Kong, Regulatory
www.mme.ch/de/magazin/ico_code_of_conduct/ goo.gl/HMQ1g7 0
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January 25, 2018 admin
Crypto Currencies, Trends
sites.herbertsmithfreehills.vuturevx.com/95/15525/compose-email/china-promulgates-new-regulations-for-outbound-investment.asp Update: www.paulhastings.com/publication-items/details/?id=855bf76a-2334-6428-811c-ff00004cbded 0
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January 22, 2018 webmaster
China, Regulatory
www.out-law.com/en/articles/2018/january/wary-banks-are-unlikely-to-get-behind-an-industry-wide-kyc-blockchain-based-registry-says-expert/ 0
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January 19, 2018 webmaster
Banking, Blockchain, Money Laundring, Regulatory, Risk Management, Trends
Click to access RJFS_AWC_122117.pdf 0
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January 16, 2018 webmaster
Regulatory, Risk Management, US
goo.gl/ZBgshf www.elexica.com/en/legal-topics/asset-management/131117-chinas-financial-services-sector-4si4p4c See also: goo.gl/tb8MeD Update: www.kwm.com/en/cn/knowledge/insights/further-opening-up-for-foreign-invested-banks-20180227 www.omm.com/resources/alerts-and-publications/publications/china-law-and-policy-sept-2018-removal-of-foreign-investment-restrictions-on-chinese-banks/ 0
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January 15, 2018 webmaster
Banking, China, Regulatory