UK: Brexit EU/UK progress Report
www.hfw.com/Brexit-EU-UK-progress-report-December-2017 0
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Home » Posts taggedRegulatory (Page 231)
Vietnam: Cryptocurrencies – did the State Bank just turn its back on the Future?
blogs.duanemorris.com/vietnam/2017/12/11/vietnam-bitcoin-and-cryptocurrencies-did-the-state-bank-of-vietnam-just-turn-its-back-on-the-future-of-commerce/ See also: El-Salvador, Cryptocurrency, and Vietnam indochinecounsel.com/ic-5-30-1525-The_growth_of_nonfungible_tokens.html Non-Fungible Tokens in Vietnam NFT Gaming and Vietnam Laos, Cryptocurrency Mining, and Vietnam In-Game Units in Vietnam Update: A New Dawn for Cryptocurrency in Vietnam? State Bank of Vietnam is assigned to research and pilot the blockchain-based cryptocurrency from 2021-2023...
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Risk Management: Requirement of Tax Compliance Management Systems
Click to access hier.pdf See also: latinlawyer.com/guide/the-guide-corporate-compliance/second-edition/article/20-compliance-checks-avoiding-tax-evasion-fines t.ly/VxwG www2.deloitte.com/dl/de/pages/legal/articles/tax-cms-betriebspruefung.html 0
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Singapore: MAS releases Guidelines on Digital Token Offerings
www.jdsupra.com/post/documentViewer.aspx?fid=53dadba4-e9ed-4b20-8f7c-83379c3498c2 bit.ly/2zBaAaI www.bakermckenzie.com/en/insight/publications/2019/07/mas-to-licence-digital-banks-by-technology Update: Summary of MAS’ Guidelines on Provision of Digital Payment Token Services to the Public 0
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Australia: Regulating Digital Currency Exchange Service Providers
www.bakermckenzie.com/en/insight/publications/2017/12/bitcoin-to-be-regulated-in-australia www.hopgoodganim.com.au/page/Publications/Digital_currency_exchanges_set_to_be_regulated_under_new_bill_-_12_December_2017/ 0
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US: New FINRA Guidance on FinCEN Customer Due Diligence Requirements
bit.ly/2BHCuyY www.manatt.com/Insights/Newsletters/Financial-Services-Law/AML-News-FINRA-Guidance buckleysandler.com/blog/2017-11-28/finra-provides-additional-guidance-aml-obligations www.jdsupra.com/legalnews/fincen-issues-faqs-for-customer-due-17898/ www.finra.org/industry/notices/17-40 0
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Brazil: Central Bank issues new Sanctions Regime and Administrative Penalties
www.levysalomao.com.br/publications/LegalBulletin/approved-new-law-on-administrative-proceedings-in-financial-system www.mattosfilho.com.br/pages/detalhes-noticia/nID/2456/noticia/banco-central-regulamenta-novo-regime-sancionador-e-penalidades-administrativas Click to access Veirano_Client_Alert_Mercado_NOV2017_original.pdf www.bcb.gov.br/htms/normativ/Circular3857.pdf?r=1 0
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Cayman: Unregulated and insurance entities given temporary exemption from new AML regulations
www.harneys.com/publications/legal-updates/cayman-islands-aml-regulations-to-take-effect-31-may-2018-for-unregulated-investment-and-insurance-entities Click to access new-cayman-islands-aml-regulations-dec-2017.pdf 0
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UK: A Review of recent Developments and Trends in FCA Enforcement
www.shlegal.com/docs/default-source/news-insights-documents/a-review-of-recent-developments-and-trends-in-fca-enforcement—transcri.pdf?sfvrsn=95ed175b_0 Click to access FCA%20enforcement%20annual%20roundup%20and%20looking%20ahead%20to%202018.pdf www.dentons.com/en/insights/alerts/2019/august/21/priorities-and-trends-in-fca-enforcement-where-should-firms-direct-their-resources Update: www.out-law.com/en/articles/2018/march/fca-closer-supervisory-enforcement-collaboration/ www.mishcon.com/news/briefings/the-fcas-enforcement-mission www.dentons.com/en/insights/alerts/2018/april/3/fca-sets-out-its-approach-to-enforcement Who’s afraid of the FCA? See also: risk.freshfields.com/post/102ep9y/fca-enforcement-in-2017-dont-just-look-at-the-numbers 0
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US: Broker-Dealer fined for Inadequate vetting of Nonregistered Employees
www.finra.org/newsroom/2017/finra-fines-jp-morgan-125-million-failing-screen-its-employees 0
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