France: Blockchain Distributed Ledger Technology approved for nonlisted Securities
www.jonesday.com/blockchain-distributed-ledger-technology-approved-for-nonlisted-french-securities-10-31-2017/ 0
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Home » Posts taggedRegulatory (Page 233)
US: CFTC provides Guidance on Virtual Currencies
bit.ly/2ySHsux www.natlawreview.com/article/labcftc-s-first-primer-covers-bitcoin-other-virtual-cureencies-virtual-tokens-and goo.gl/mtWcU8 www.skadden.com/insights/publications/2017/11/faqs_on_virtual_currency_and_cftc_jurisdiction www.cftc.gov/PressRoom/PressReleases/pr7631-17 See also: goo.gl/5BPmq1 0
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Hong Kong: HKMA extends focus on management and its accountability
www.allenovery.com/publications/en-gb/Pages/Mapping-responsibility-HKMA-extends-focus-on-management-and-its-accountability.aspx 0
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South Africa: Who can sell financial products?
bit.ly/2yz8VkG 0
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US: Treasury wants additional controls to ensure Non-Resident Aliens Individual Property Owners comply with Tax laws
Click to access 201730048fr.pdf 0
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US: OCC Releases Bank Supervision Operating Plan for Fiscal Year 2018
buckleysandler.com/blog/2017-10-05/occ-releases-bank-supervision-operating-plan-fiscal-year-2018 0
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Hong Kong: SFC issues Circular on Standards expected of Asset Managers
www.dechert.com/Hong_Kong_SFC_Issues_Clarification_on_Standards_Expected_of_Asset_Managers_10-04-2017/ 0
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UK: FCA refers investment consultants to CMA for market probe
bit.ly/2hAZw5V www.professionaladviser.com/professional-adviser/news/3017303/fca-refers-investment-consultants-to-cma-for-market-probe www.burges-salmon.com/news-and-insight/legal-updates/investment-consultancy-probe-fca-makes-first-market-investigation-referral-to-cma/ www.fca.org.uk/news/press-releases/fca-makes-market-investigation-reference-investment-consultancy-services 0
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US: When to Self-Report Securities violations and what to expect
Click to access 2017-09-27-When-the-Inevitable-Happens-When-to-Self-Report-Securities-Law-Violations-and-What-to-Expect-When-You-Do(1).pdf 0
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Brazil: Central Bank tightens grip on compliance management in the financial sector
www.veirano.com.br/upload/content_attachments/545/Veirano_Client_Alert_Compliance_SEP2017_original.pdf?utm_source=Mondaq&utm_medium=syndication&utm_campaign=inter-article-link www.tmf-group.com/en/news-insights/articles/2017/october/brazil-central-bank-rules/ www.legisweb.com.br/legislacao/?id=348782 www.bcb.gov.br/pre/normativos/busca/normativo.asp?tipo=Resolu%C3%A7%C3%A3o&data=2017&numero=4567 0
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