Russia: Current trends in legislation and judicial practice on Foreign Investment
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US: SEC Committee on Small and Emerging Companies – final report and recommendations
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US: SEC settles against Investment Adviser not disclosing receipt of Revenue Sharing payments
www.natlawreview.com/article/sec-settles-charges-against-investment-adviser-failing-to-disclose-receipt-revenue Click to access 34-81169-s.pdf 0
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US: OFAC and FinCEN take action against South Sudanese Government Officials
buckleysandler.com/blog/2017-09-08/fincen-releases-advisory-alert-financial-institutions-ofac-issues-sanctions-against-south-sudanese-government-officials www.treasury.gov/press-center/press-releases/Pages/sm0152.aspx 0
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Switzerland: Market abuses – FINMA uses its new powers
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UK: Action Required by Investment Managers in Respect of Research Costs
www.cms-lawnow.com/regzone/articles/2017/september/action-required-by-investment-managers-in-respect-of-research-costs 0
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Mexico: Concession granted for new Stock Exchange
bit.ly/2x4ip4O www.haynesboone.com/alerts/biva-the-new-mexican-stock-exchange 0
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Hong Kong: Trading while possessing price sensitive information not an offence if otherwise motivated
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Curaçao: Securities Brokers and individual Portfolio Managers now regulated
www.houthoff.com/popular-topics/international-updates/news/securities-brokers-and-individual-portfolio-managers-now-regulated-in-curacao/show 0
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New Zealand: FMA publishes Annual Corporate Plan
www.dlapiper.com/en/newzealand/insights/publications/2017/09/fma-annual-corporate-plan/ fma.govt.nz/news-and-resources/media-releases/fma-publishes-annual-corporate-plan/ 0
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