Saudi Arabia: Transformational Privatization Plans
info.dechert.com/10/9009/july-2017/saudi-arabia-s-transformational-privatization-plans.asp?sid=851663ca-7486-4a0b-812e-a75d3c02aec4 0
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Home » Posts taggedRegulatory (Page 238)
UK: How foreigners can be made public by the UK register estate planning
www.withersworldwide.com/news-publications/how-us-persons-can-be-made-public-by-the-uk-register-estate-planning 0
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US: SEC charges Chief Compliance Officer for failure to verify information
bit.ly/2v7DWXO www.fcpablog.com/blog/2017/8/17/sec-fines-chief-compliance-officer-for-inaccurate-securities.html See also: www.fredlaw.com/the_ticker/2017/09/27/1642/compliance_professionals_beware_recent_sec_case_highlights_risk_of_personal_liability 0
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Hong Kong: Renewed SFC focus on private funds and discretionary accounts
www.deacons.com.hk/news-and-insights/publications/renewed-sfc-focus-on-private-funds-and-discretionary-accounts.html 0
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US: CFTC Approves First Digital Currency Derivatives Exchange
buckleysandler.com/blog/2017-07-26/cftc-approves-first-digital-currency-derivatives-exchange See also: Growing up: crypto derivatives 0
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New Zealand: Bill reforming financial adviser regime introduced to Parliament
www.dlapiper.com/en/newzealand/insights/publications/2017/08/bill-reforming-financial-adviser/ www.mbie.govt.nz/info-services/business/business-law/financial-advisers/review-of-financial-advisers-act-2008 www.chapmantripp.com/publications/financial-adviser-reforms-underway 0
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US: SEC settles an other AML action – failing to file Suspicious Activity
www.jdsupra.com/legalnews/sec-settles-another-aml-action-71859/ bit.ly/2vphj5F buckleysandler.com/practices/bank-secrecy-actanti-money-laundering-sanctions 0
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Education: LIBOR Set for Elimination in 2021 – what does it mean?
www.stinson.com/Resources/Alerts/2017_Alerts/LIBOR_Set_for_Elimination_in_2021.aspx Click to access the-end-of-libor.pdf bit.ly/2v2rXfW www.duanemorris.com/alerts/libor_set_to_end_by_2021_0817.html www.lowndes-law.com/news-center/2266-the-phase-out-libor-implementation-alternative-reference-rates updates.kramerlevin.com/cv/91635a2224b6620eeb1a674d0090dcac438b7fdb www.lewisrice.com/publications/reports-of-libors-death-are-not-greatly-exaggerated/ www.fca.org.uk/print/news/speeches/the-future-of-libor Update: www.bakermckenzie.com/en/insight/publications/2017/11/libor-where-things-now-stand/ 0
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US: New SEC Chairman Identifies Guiding Principles
bit.ly/2vj3Tr9 bit.ly/2uQRYjT www.natlawreview.com/article/sec-chairman-announces-8-core-principles www.jdsupra.com/legalnews/sec-chairman-clayton-outlines-24290/ www.ropesgray.com/newsroom/podcasts/2017/July/Podcast-What-to-Expect-from-the-New-SEC.aspx www.natlawreview.com/article/sec-chairman-announces-8-core-principleshttps://www.natlawreview.com/article/sec-chairman-announces-8-core-principles 0
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UK: How to obtain a Deferred Prosecution Agreement
www.chambersandpartners.com/article/1967/obtaining-a-dpa 0
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