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US: Chilean Company with no US operations settles FCPA charges with SEC and DOJ

www.infobytesblog.com/chilean-chemical-company-settles-fcpa-charges-with-sec-and-doj/ www.justice.gov/opa/pr/chilean-chemicals-and-mining-company-agrees-pay-more-15-million-resolve-foreign-corrupt www.sec.gov/news/pressrelease/2017-13.html 0

January 23, 2017 webmaster Chile, Regulatory, Risk Management, US

Spain: Prospecting as per the Market Abuse Regulations (Span)

cms.law/es/ESP/Publication/La-prospeccion-de-mercados-en-el-Reglamento-de-Abuso-de-Mercado 0

January 19, 2017 webmaster Banking, Marketing, Regulatory, Spain

Argentina: Reduction of Minimum Stay for Investments

www.gtlaw.com/News-Events/Publications/Alerts/201018/Argentina-Foreign-Exchange-Market-Reduction-of-the-Minimum-Stay-for-Portfolio-Investments-and-Financial-Indebtedness 0

January 19, 2017 webmaster Argentina, Foreign Exchange, Regulatory

US: SEC permits Brokers to charge their own Comissions on Sales of Mutual Funds

www.paulhastings.com/publications-items/details?id=2d49eb69-2334-6428-811c-ff00004cbded 0

January 17, 2017 webmaster Banking, Regulatory, US

US: SEC’s Exam priotities for 2017

Click to access national-examination-program-priorities-2017.pdf 0

January 16, 2017 webmaster Regulatory, Risk Management, US

248 of 248« Previous 1…246 247248

US: Chilean Company with no US operations settles FCPA charges with SEC and DOJ

Spain: Prospecting as per the Market Abuse Regulations (Span)

Argentina: Reduction of Minimum Stay for Investments

US: SEC permits Brokers to charge their own Comissions on Sales of Mutual Funds

US: SEC’s Exam priotities for 2017

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