Home » Posts taggedRegulatory (Page 250)
China, Regulatory, Risk Management

UK: European regulator to review UK firms using outsourcing structures to respond to Brexit

hoganlovellsbrexit.com/blog/68/is-the-eu-shifting-the-goal-posts-european-regulator-plans-review-aimed-at-uk-firms-using-outsourcing-structures-to-respond-to-brexit Click to access esma-31-68-153_closing_keynote_cmu_mid-term_review_public_hearing_-_steven_maijoor.pdf www.matheson.com/news-and-insights/article/esma-sets-out-principles-on-supervisory-approach-to-relocations-from-the-uk www.arthurcox.com/publications/brexit-esma-highlights-importance-supervisory-convergence/ www.williamfry.com/newsandinsights/news-article/2017/07/11/eiopa-chairman-comments-on-brexit-relocations-in-insurance-sector 0
Continue reading
European Union, Regulatory, UK Banking, Netherlands, Regulatory Banking, Ireland, Regulatory Regulatory, Risk Management, UK Banking, Corporate Governance, Regulatory, Risk Management, Switzerland Banking, European Union, Germany, Regulatory, UK Australia, Banking, Regulatory

UK: Upcoming Penalty Regulations towards US-style Enforcement

bit.ly/2namC5w www.skadden.com/insights/uk-tracks-ofac-model-issuing-guidance-monetary-penalties-breaches-financial-sanctions www.dlapiper.com/en/uk/insights/publications/2017/04/changes-to-the-enforcement-of-financial-sanctions/ www.gov.uk/government/news/new-penalties-for-breaching-financial-sanctions-now-in-force www.keystonelaw.co.uk/keynotes/breaking-the-banksdo-large-bank-fines-deter-bad-behaviour www.rpc.co.uk/perspectives/tax-take/taxing-matters-the-asset-tracing-investigator/#page=1 0
Continue reading
Regulatory, Risk Management, UK Banking, Regulatory, Risk Management, UK