US: Broker fined for selective Dissemination of Research Notes
www.findknowdo.com/news/12/03/2023/broker-fined-selective-dissemination-research-notes 0
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Home » Posts taggedRegulatory (Page 28)
UK: “Deliberate Concealment” unveiled – Supreme Court clarifies the Law on Limitation
www.mishcon.com/news/deliberate-concealment-unveiled-supreme-court-clarifies-the-law-on-limitation 0
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Argentina: Increase of the Collection Regime of 45% to 100% on all Operations reached by the Tax on the Acquisition of foreign Currency
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US: Broker-Dealer fined with 24 million USD for spoofing in US Treasury Securities
www.findknowdo.com/news/11/30/2023/broker-dealer-fined-spoofing-u.s.-treasury-securities 0
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BVI: Common Law Enforcement of a foreign Judgment – the Invest Bank Case
Enforcement of Foreign Judgments BVI | Conyers 0
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France: Out-of-court Settlements with Tax Authorities
Out-of-court settlements with tax authorities: the position in France, Cyril Valentin, Juliette Brasart (freshfields.com) 0
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UAE: Formation of a Committee for Resolving Disputes of Family Companies and Properties in Dubai
tinyurl.com/yrm634ds 0
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UK: Government confirms Proposals for future financial Services regulatory Regime of Digital Assets
UK Government confirms proposals for future financial services regulatory regime of digital assets – Hogan Lovells EngageCryptoasset Regulation: UK government publishes policy papers on future regulation of cryptoassets and fiat-backed stablecoins | FSR and Corporate Crime notes (hsfnotes.com)UK Government policy updates: Regulation of fiat-back stablecoins and failure of...
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Switzerland: Authentication of Inheritance and Family Law Agreements (Ger)
Beurkundung von erb- und familienrechtlichen Vereinbarungen in der Schweiz | Advant Beiten (advant-beiten.com) 0
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Canada: Artificial Intelligence in Financial Services
www.fasken.com/en/knowledge/2023/11/artificial-intelligence-in-financial-services-the-canadian-regulatory-landscape See also:www.osler.com/en/resources/regulations/2024/the-board-s-oversight-in-the-age-of-ai-ethics-compliance-and-competitive-advantage 0
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