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Posts taggedRegulatory (Page 35)
The Corporate Transparency Act’s Impact on Family Offices and How They Can Prepare – Publications (morganlewis.com) See also:CTA regulations set to take effect in January 2024 with obligations for some private fund sponsors – Hogan Lovells Engage 0
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November 14, 2023 webmaster
Family Office Services, Regulatory, Transparency, US
New York Significantly Reduces the Number of Pre-Approved Cryptocurrencies – Blockchain (bakermckenzie.com) 0
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November 13, 2023 webmaster
Crypto Currencies, Regulatory, US
Digital identities in financial services: navigating risks and seizing opportunities (taylorwessing.com) 0
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November 13, 2023 webmaster
Banking, European Union, Regulatory
insightplus.bakermckenzie.com/bm/viewContent.action?key=Ec8teaJ9VapkW02S%2F7EO717eOOGbnAEFKCLORG72fHz0%2BNbpi2jDfaB8lgiEyY1JAvAvaah9lF25tObk9KSjOg%3D%3D&nav 0
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November 10, 2023 webmaster
Banking, Indonesia, Regulatory
Crypto Assets Tied to Webcast Show Are Securities – SEC ACTIONSEntertainment Company Fined for Unregistered Sale of NFTs | Find Know DoThe Cat’s Out of the Bag: SEC’s Theory Impacts NFT Industry, Zach Lewis (fkks.com)Stoner Cats Settlement Signals Intensifying SEC Interest in NFT Offerings | Barnes & Thornburg...
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November 9, 2023 webmaster
Crypto Currencies, Litigation, Regulatory, US
Investment Platform Fined for Misleading Investors in Asset-Backed Securities Offering | Find Know Do 0
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November 8, 2023 webmaster
Banking, Regulatory, US
Navigating trade mark classification for emerging technologies – IP Australia issues guidance – Insights – Colin Biggers & Paisley (cbp.com.au) 0
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November 7, 2023 webmaster
Australia, Regulatory
Court Rejects CFPB’s Argument that “Discrimination” is Subsumed in “Unfairness” | Find Know DoCFPB “Unfairness Discrimination” Struck Down | Consumer Financial Services Review (cfsreview.com)Texas Court Strikes Down CFPB Policy Expanding UDAAP Authority to Prohibit Discrimination in Noncredit Financial Products and Services // Cooley // Global Law Firm 0
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November 6, 2023 webmaster
Litigation, Regulatory, US
Expansion of OSFI’s Powers to Supervise Non-Financial Risks: Compliance Challenges for FRFIs – McMillan LLPOSFI Provides Additional Details about its New Supervisory Framework Effective April 2024 – McMillan LLPOSFI Issues Draft Integrity and Security Guideline | McCarthy TétraultOSFI releases drafts for Guideline E-21 and the Integrity and Security...
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November 6, 2023 webmaster
Canada, Regulatory
Investment Advisers Fined for Failing to Ensure Relevancy of Hypothetical Performance Ads | Find Know Do 0
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November 3, 2023 webmaster
Banking, Regulatory, US
