US: DOJ seizes over $112 Million in Funds linked to Crypto Investment Schemes
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Ireland: Changes to the Central Bank’s Individual Questionnaire Application Process
www.dilloneustace.com/legal-updates/changes-to-the-central-banks-individual-questionnaire-application-process 0
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US: Broker-Dealer settles FINRA Charges for Mismarking Short Sales
www.findknowdo.com/news/04/05/2023/broker-dealer-settles-finra-charges-mismarking-short-sales 0
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Ireland: Central Bank Letter to Investment Firms on Risk and Compliance Control Frameworks
insights.arthurcox.com/post/102ic2h/risk-and-compliance-control-frameworks-latest-central-bank-letter-to-investment 0
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Philippines: Supreme Court issues Guidelines and Amendments to Rules on Nullity and Annulment of Marriage and Separation
t.ly/ie1Cwww.ocamposuralvo.com/2023/03/27/sc-amends-jurisdictional-requirements-for-dissolution-of-marriage-and-legal-separation/ 0
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US: Investment Adviser Settles SEC Charges for Prohibited Affiliate Transactions
www.findknowdo.com/news/04/04/2023/investment-adviser-settles-sec-charges-prohibited-affiliate-transactions 0
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New Zealand: Self Identification of Gender on Birth Certificates
www.buddlefindlay.com/insights/self-identification-of-gender-on-birth-certificates/ 0
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Vietnam: New Restrictions on one-way Money Transfers abroad
vietnam-business-law.info/blog/2023/3/30/new-restrictions-on-one-way-money-transfer-abroad 0
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Luxembourg: CSSF on the Launch of SFDR Data Collection applicable to AIFMS and IORPS
www.klgates.com/Luxembourg-Financial-Services-Regulator-CSSF-Issues-Communication-Relating-to-the-Launch-of-SFDR-Data-Collection-Exercise-Applicable-to-AIFMs-and-IORPs-Active-in-Luxembourg-4-4-2023 0
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US: Firm settles SEC Charges for undisclosed Fees on Advisory Client Accounts
www.findknowdo.com/news/04/04/2023/firm-settles-sec-charges-undisclosed-fees-advisory-client-accounts 0
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