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Australia, Banking, Regulatory, Risk Management

US: OFAC adds Singaporean national & entities to North Korea sanctions

home.treasury.gov/news/press-releases/sm533 goo.gl/omZanF buckleysandler.com/blog/2018-10-31/ofac-targets-singaporean-persons-assisting-north-korea-evading-us-sanctions See also: Click to access DPRK%20Advisory%20FINAL%20508%20C.pdf buckleyfirm.com/blog/2023-04-27/ofac-reaches-508-million-settlement-british-tobacco-company-north-korean-transactions#page=1 0
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Risk Management, Sanctions, Singapore, US

UK: FCA emphasises interest in non-financial misconduct in firms

blog.macfarlanes.com/post/102f48y/fca-emphasises-interest-in-non-financial-misconduct-in-firms brodies.com/insights/corporate-crime-and-investigations/fca-targets-non-financial-misconduct/ See also: www.akingump.com/en/news-insights/upper-tribunal-clarifies-fcas-powers-regarding-non-financial-misconduct-by-regulated-individuals.html FCA enforcement of non-financial misconduct – let’s not get too personal www.tlt.com/insights-and-events/insight/will-the-fca-seize-the-opportunity-to-codify-guidance-on-non-financial-misconduct/ Click to access FCA-Approach-Non-Financial-Misconduct-Latest-Cases-Observations.pdf Workplace culture and the impact of non-financial services misconduct, Kerry Berchem (burges-salmon.com) Update: Non-financial misconduct – new proposed FCA and PRA guidance (dacbeachcroft.com) FCA and PRA introduce...
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Regulatory, Risk Management, UK Regulatory, Risk Management, US

Hong Kong: New AML/CTF rules for money lenders

goo.gl/uk4J7Q See also: Handling suspicious third party fund transfers hauzen.hk/u-s-probing-binance-implications-for-cryptocurrency-and-fintech-in-hong-kong?utm_source=rss&utm_medium=rss&utm_campaign=u-s-probing-binance-implications-for-cryptocurrency-and-fintech-in-hong-kong Deacons Fintech Legal Guide : Anti-money laundering 0
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Hong Kong, Money Laundring, Risk Management India, Risk Management

Risk Management: Financial firms using Cloud cause data privacy concerns

www.finextra.com/pressarticle/75398/data-privacy-key-concern-as-financial-firms-move-businesses-to-the-cloud See also: Treasury reports on risks to financial firms adopting cloud services | Buckley LLP Infobytes Blog (buckleyfirm.com) irglobal.com/article/the-imperative-of-scalability-why-law-firms-should-migrate-document-management-to-the-cloud/ 0
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Banking, Cyber Security, Risk Management, Transparency Banking, Cyber Security, Risk Management Asset Protection, Crypto Currencies, Risk Management Money Laundring, Risk Management